Alissa M. Garcia
SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP
Pittsburgh, PA 15222
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CRD#: 6339233
Professional summary
Alissa Marie Garcia, CFP®, who also goes by Alissa Marie Shawl, is a registered financial advisor currently at SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP located in Pittsburgh, Pennsylvania.
Alissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Alissa has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alissa Marie Shawl
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Curly Willow, Inc. (Non Investment-Related) - 2050 Frederickson Place, Greensburg, PA 15601 - Coffee & Floral Shop - Position: Assistant - Start Date: 08/2010 - Hours Per Month: 0-5 (None during securities trading hours.) - Occasionally assist with flowers and events, as well as at the store on weekends, when needed. It is my parents' business.
Pathways of SWPA (Non Investment-Related) - 655 Jefferson Avenue, Washington, PA 15301 - Special Needs Respite Care - Position: Caregiver - Start Date: 04/2012 - Hours Per Month: 0-5 (None during securities trading hours.) - Part-time and flexible position where I provide special needs respite care for my sister on evenings and weekends. This program compensates me for taking her into the community and providing care for her.
Sound State Productions, LLC(Non Investment-Related) - 127 Loire Valley Drive, Pittsburgh, PA 15209 - Position: Owner - Start Date: 4/2018 - Hours Per Month: 0-5 (None during securities trading hours.) - Part-time and administrative duties for my LLC that covers previously produced music.
CRS (Client Relationship Summary) - RIA
Click below to view Alissa Marie Garcia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
February 1, 2018 - Present
SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP
Office #1: One Ppg Place, Suite 1700, Pittsburgh, PA 15222RIA
CRD#: 128591
Pittsburgh, PA
Past
November 14, 2016 - January 23, 2018
OAKMONT CAPITAL MANAGEMENT, LLC
RIA
CRD#: 128939
GREENSBURG, PA
Past
June 4, 2015 - October 31, 2016
TRUSTMONT ADVISORY GROUP, INC.
RIA
CRD#: 106015
GREENSBURG, PA
Past
January 21, 2015 - October 31, 2016
TRUSTMONT FINANCIAL GROUP, INC.
BD
CRD#: 18312
Greensburg, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SD
SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP
SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LLC | SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP
CRD#: 128591 / SEC#: 801-62441
RIA
Registered Investment Advisory firm - (10/24/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(2/1/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SD
SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP
SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LLC | SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP
CRD#: 128591 / SEC#: 801-62441
RIA
Registered Investment Advisory firm - (10/24/2003 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Ppg Place, Suite 1700, Pittsburgh, PA 15222
Mailing Address
Phone number
(412) 697-5200
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,015 |
| AUM (Assets Under Management) | $ 2,912,305,317 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 06/27/2023 | ||
| 08/24/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
