JZ
Joshua A. Zimmerman
PSI ADVISORS
Tampa, FL 33626
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CRD#: 6339141
JZ
Professional summary
Joshua Alan Zimmerman is a registered financial advisor currently at PSI ADVISORS, LLC located in Tampa, Florida and LPL FINANCIAL LLC located in Tampa, Florida.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Joshua has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/15/2017 - JOSHUA ZIMMERMAN/ NON-VARIABLE INSURANCE/ 10%/ TAMPA, FL
2. 11/15/2017 - EATON FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ TAMPA, FL
3. 01/05/2018 - PSI Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 11/07/2017 - 80 Hours Per Month / 0 Hours During Trading - 50% Time Spent - I provide investment advisory services through PSI Advisors, LLC, an independent investment advisor firm. I started this business activity on 11/14/2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
4. 3/2/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/16/2018 - 20 Hours Per Month During Securities Trading - Ash Brokerage is a General Agent for fixed business.
5. LPL Financial, brokerage firm; Investment-related; 4707 Executive Drive, San Diego, CA 92121; Registered Representative; start 11/2017; spend 104 hours/month on RR duties of sales and client servicing under dba Eaton Financial; 104 hours/month during trading hours.
6. Providence Benefit Solutions; Fixed Group Benefits; Non-investment related; start 11/2017; 32 hours/month on Group Benefits Representative; 32 hours/month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Alan Zimmerman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 12, 2019 - Present
PSI ADVISORS, LLC
Office #1: 13059 W. Linebaugh Ave Ste. 102, Tampa, FL 33626RIA
CRD#: 285880
Tampa, FL
Current
November 15, 2017 - Present
LPL FINANCIAL LLC
Office #1: 13059 W. Linebaugh Ave, #102, Tampa, FL 33626RIA
BD
CRD#: 6413
Tampa, FL
Past
November 27, 2017 - December 31, 2018
PSI ADVISORS, LLC
RIA
CRD#: 285880
TAMPA, FL
Past
February 20, 2017 - November 21, 2017
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
Tampa, FL
Past
June 27, 2014 - November 21, 2017
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Tampa, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PSI ADVISORS, LLC
BRANDENBURG FINANCIAL | WALKER WEALTH MANAGEMENT | TEAGUE & ASSOCIATES | PSI ADVISORS, LLC | MARK SCHEIDTER & ASSOCIATES | HUGHES & WALLINGTON INVESTMENT MANAGEMENT | EATON FINANCIAL
CRD#: 285880 / SEC#: 801-108813
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/15/2017)
IAR
Florida(2/12/2019)
IAR
Texas(5/20/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PSI ADVISORS, LLC
BRANDENBURG FINANCIAL | WALKER WEALTH MANAGEMENT | TEAGUE & ASSOCIATES | PSI ADVISORS, LLC | MARK SCHEIDTER & ASSOCIATES | HUGHES & WALLINGTON INVESTMENT MANAGEMENT | EATON FINANCIAL
CRD#: 285880 / SEC#: 801-108813
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13059 W. Linebaugh Ave Ste. 102, Tampa, FL 33626
Mailing Address
Phone number
(813) 343-3860
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,249 |
| AUM (Assets Under Management) | $ 696,692,392 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PSI ADVISORS, LLC
CRD#: 285880Tampa, FL 33626TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
