Daniel William Farrell
Professional Summary
Daniel William Farrell, who also goes by Daniel Farrell, is a registered financial advisor currently at CORE PLANNING located in Devon, Pennsylvania. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Daniel has worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daniel Farrell
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Years of Experience
12 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Current Firm
AD ASTRA | WORTHWHILE RETIREMENT | WELLFUL MONEY | UZUME | SUMMIT RIDGE WEALTH | ST. LOUIS PRIVATE ADVISORS | SEAM FI | SAVOR FINANCIAL | SAGE WEALTH GROUP | REN INVESTMENTS | PINK THREAD | PETERSON WEALTH ADVISORY | PENN GUY M. JR | PATHFINDER PLANNING AND INVESTMENTS | NOVAK FINANCIAL PARTNERS | NEARY FINANCIAL PLANNING | MONEY FOR MAKERS | KITE AND COMPASS FINANCIAL | INFINITY FINANCIAL SERVICES | HOWARD LEGACY WEALTH MANAGEMENT | H3FP | GOLDRISE WEALTH ADVISORS | G. M. PENN WEALTH MANAGEMENT | FLAMES FINANCIAL PLANNING | FEDAK FINANCIAL PLANNING | DESERT CREST FINANCIAL | CPJ FINANCIAL | COREALIGN | CORE PLANNING, LLC | CORE PLANNING | CORE | AWX FINANCIAL | ARDEN FINANCIAL | ANCHORLINE FINANCIAL | AMERICAN WEALTH PLANNER
Contact Information
Main Address
706 N Main St, Ofallon, MO 63366Phone Number
(636) 734-7507# of Employees
65SEC notice filing (45 States and Territories)
Registered to provide investment advisory services in 45 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,005AUM (Assets Under Management)
$525,029,564Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Primary Firm SEC Registration
AD ASTRA | WORTHWHILE RETIREMENT | WELLFUL MONEY | UZUME | SUMMIT RIDGE WEALTH | ST. LOUIS PRIVATE ADVISORS | SEAM FI | SAVOR FINANCIAL | SAGE WEALTH GROUP | REN INVESTMENTS | PINK THREAD | PETERSON WEALTH ADVISORY | PENN GUY M. JR | PATHFINDER PLANNING AND INVESTMENTS | NOVAK FINANCIAL PARTNERS | NEARY FINANCIAL PLANNING | MONEY FOR MAKERS | KITE AND COMPASS FINANCIAL | INFINITY FINANCIAL SERVICES | HOWARD LEGACY WEALTH MANAGEMENT | H3FP | GOLDRISE WEALTH ADVISORS | G. M. PENN WEALTH MANAGEMENT | FLAMES FINANCIAL PLANNING | FEDAK FINANCIAL PLANNING | DESERT CREST FINANCIAL | CPJ FINANCIAL | COREALIGN | CORE PLANNING, LLC | CORE PLANNING | CORE | AWX FINANCIAL | ARDEN FINANCIAL | ANCHORLINE FINANCIAL | AMERICAN WEALTH PLANNER
State Registrations and Notice Filings
(5/20/2026)
(5/20/2026)
(8/13/2026)
(5/20/2026)
(5/20/2026)
(9/4/2025)
(9/10/2025)
(9/4/2025)
(9/4/2025)
(5/20/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Oct 2014About the Series 87 examSimilar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Daniel William Farrell's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
