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RS

Ryan Singer

THE CAPROCK GROUP
Scottsdale, AZ
·CRD# 6338608·10 years registered

Professional Summary

Ryan Singer, who also goes by Ryan M Singer, Ryan Marc Singer, is a registered financial advisor currently at THE CAPROCK GROUP, LLC located in Scottsdale, Arizona. Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Ryan has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan M Singer, Ryan Marc Singer

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years registered in the securities industry

Current & Past Employments

Current

THE CAPROCK GROUP, LLCCurrent·CRD# 124272
RIA
8501 N Scottsdale Rd, Scottsdale, AZ 85253
May 14, 2024 - Present

Past

GREY STREET CAPITAL, LLCPast·CRD# 286671
RIA
Phoenix, AZ
February 23, 2022 - April 23, 2024
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
Scottsdale, AZ
August 20, 2018 - January 8, 2022
GOLDMAN SACHS & CO. LLCPast·CRD# 361
BD
New York, NY
August 29, 2016 - July 5, 2018

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Current Firm

TC
THE CAPROCK GROUP, LLC

J AND M COMPANIES INC. | THE CAPROCK GROUP, LLC | THE CAPROCK GROUP, INC. | MCMILLENBUCKLEY, INC. | MCMILLEN AND ASSOCIATES | MCMILLEN & ASSOCIATES, INC.

CRD#: 124272 / SEC#: 801-61642
RIA
Registered Investment Advisory firm - SEC (12/17/2002 Approved)

Contact Information

Main Address

800 West Main Street Suite 1150, Boise, ID 83702

Phone Number

(208) 368-9600

# of Employees

67

SEC notice filing (15 States and Territories)

Registered to provide investment advisory services in 15 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THE CAPROCK GROUP, INC. FORM ADV PART 2A (3/26/2026)

Regulatory Assets Under Management

Total Number of Accounts

436

AUM (Assets Under Management)

$12,479,071,631

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
07/29/2026Cover PageReport
10/17/2025Cover PageReport
01/28/2025Cover PageReport
10/26/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
THE CAPROCK GROUP, LLC

J AND M COMPANIES INC. | THE CAPROCK GROUP, LLC | THE CAPROCK GROUP, INC. | MCMILLENBUCKLEY, INC. | MCMILLEN AND ASSOCIATES | MCMILLEN & ASSOCIATES, INC.

CRD#: 124272 / SEC#: 801-61642
RIA
Registered Investment Advisory firm - SEC (12/17/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Arizona
(5/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2022About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2016About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ryan Singer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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