Kevin C. Hosey

UMB FINANCIAL SERVICES

Blue Springs, MO

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CRD#: 6338607

Professional summary

Kevin Christopher Hosey, who also goes by K.c. Hosey, is a registered financial advisor currently at UMB FINANCIAL SERVICES, INC. located in Blue Springs, Missouri.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Kevin has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

K.c. Hosey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 04/25/16, 152 hours per month allocated to UMB Bank during normal business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Christopher Hosey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Kevin Christopher Hosey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2016 - Present

UMB FINANCIAL SERVICES, INC.

Office #2: 1010 Grand, Kansas City, MO 64106

RIA

CRD#: 17073

Blue Springs, MO

Current

April 27, 2016 - Present

UMB FINANCIAL SERVICES, INC.

Office #1: 1010 Grand, Kansas City, MO 64106

RIA

CRD#: 17073

Kansas City, MO

Past

November 13, 2014 - April 25, 2016

BANCWEST INVESTMENT SERVICES, INC.

RIA

CRD#: 29357

INDEPENDENCE, MO

Past

July 15, 2014 - April 25, 2016

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

INDEPENDENCE, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UMB FINANCIAL SERVICES, INC.

SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.

CRD#: 17073 / SEC#: 801-62967, 8-34999

RIA

Registered Investment Advisory firm - SEC (4/9/2004 Approved)

Arkansas

Registered Investment Advisory firm - SEC (4/15/2004 Terminated)

Colorado

Registered Investment Advisory firm - SEC (4/15/2004 Terminated)

Illinois

Registered Investment Advisory firm - SEC (4/13/2004 Terminated)

Kansas

Registered Investment Advisory firm - SEC (4/13/2004 Terminated)

Missouri

Registered Investment Advisory firm - SEC (4/13/2004 Terminated)

Nebraska

Registered Investment Advisory firm - SEC (4/13/2004 Terminated)

Oklahoma

Registered Investment Advisory firm - SEC (4/13/2004 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/2/2024)

IAR

Alabama
(4/2/2024)

Alaska
(4/30/2025)

IAR

Alaska
(5/12/2025)

IAR

Arkansas
(5/5/2025)

California
(10/25/2023)

IAR

California
(10/25/2023)

Colorado
(10/25/2023)

IAR

Colorado
(10/26/2023)

Florida
(10/25/2023)

IAR

Florida
(5/1/2025)

Georgia
(4/30/2025)

IAR

Georgia
(5/1/2025)

Hawaii
(4/30/2025)

Idaho
(10/25/2023)

IAR

Illinois
(5/1/2025)

Iowa
(4/6/2020)

IAR

Iowa
(5/9/2025)

Kansas
(10/25/2023)

IAR

Kansas
(10/25/2023)

Kentucky
(4/30/2025)

IAR

Kentucky
(5/2/2025)

IAR

Maryland
(5/1/2025)

Minnesota
(9/18/2024)

IAR

Minnesota
(9/18/2024)

Missouri
(4/27/2016)

IAR

Missouri
(4/27/2016)

Nebraska
(4/30/2025)

IAR

Nebraska
(4/30/2025)

IAR

Nevada
(5/1/2025)

IAR

New York
(5/1/2025)

North Carolina
(12/11/2023)

IAR

North Carolina
(12/12/2023)

Ohio
(10/25/2023)

Oklahoma
(10/25/2023)

IAR

Oklahoma
(10/25/2023)

South Carolina
(10/25/2023)

IAR

South Carolina
(11/3/2023)

Texas
(10/25/2023)

IAR

Texas
(10/26/2023)

Virginia
(10/25/2023)

Washington
(10/25/2023)

IAR

Washington
(10/25/2023)

Wisconsin
(10/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/12/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/15/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

UMB FINANCIAL SERVICES, INC.

SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.

CRD#: 17073 / SEC#: 801-62967, 8-34999

RIA

Registered Investment Advisory firm - SEC (4/9/2004 Approved)

Arkansas

Registered Investment Advisory firm - SEC (4/15/2004 Terminated)

Colorado

Registered Investment Advisory firm - SEC (4/15/2004 Terminated)

Illinois

Registered Investment Advisory firm - SEC (4/13/2004 Terminated)

Kansas

Registered Investment Advisory firm - SEC (4/13/2004 Terminated)

Missouri

Registered Investment Advisory firm - SEC (4/13/2004 Terminated)

Nebraska

Registered Investment Advisory firm - SEC (4/13/2004 Terminated)

Oklahoma

Registered Investment Advisory firm - SEC (4/13/2004 Terminated)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

928 Grand Avenue, Kansas City, MO 64106

Mailing Address

928 Grand Avenue, Kansas City, MO 64106

Phone number

(816) 842-2222

Established

Missouri since 10/07/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (51 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

UMB FINANCIAL SERVICES INC WRAP FEE PROGRAM BROCHURE (3/5/2025)

Direct owners and executive officers

Name	Position	CRD#
UMB FINANCIAL CORP	STOCKHOLDER
GATES, ANGELA GAYE	FINOP / PRESIDENT / DIRECTOR / PFO / POO / TREASURER	2626070
KLEVORN, PHILLIP MICHAEL	DIRECTOR	4852039
LONG, CHRISTOPHER SHELDON	CHIEF COMPLIANCE OFFICER	6076540
MASON, PHILLIP JAMES	DIRECTOR	6246519
MASSEY, THOMAS HAROLD	DIRECTOR	2062653
MAXWELL, JEFFREY THOMAS	CAO, SVP	2626068
SKILLING, BENJAMIN JOSEPH	DIRECTOR	4686294

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 3,070,243

Disclosures

Regulatory Event	1
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kevin C. Hosey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Christopher Hosey's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Kevin Christopher Hosey's CRS (Customer Relationship Summary).

Certified licenses

Experience

UMB FINANCIAL SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

UMB FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/12/2014

SIE

Date: 10/1/2018

Series 7

Date: 7/15/2014

FINRA

Current Firm

UMB FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

UMB FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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