William D. Trask

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CRD#: 6338595

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Davis Trask JR, who also goes by William Trask, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2014. William had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

William Trask

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Toadfish Outfitters, LLC. Position: COO/CSO Nature: LLC Investment Related: No Number Of Hours: 80 Securities Trading Hours: 30 Start Date: 09/09/2016. Address: 1639 Tatum Street, Charleston SC 29412, United States. Description: human resources, financial reporting, inventory management/logistics, event planning 2) Toadfish Conservation Coalition 501C3. Position: Board VP Nature: Nonprofit Engaged In Collecting And Disbursing Donations To Fund Environmental Projects. Conducted By Non-Government Organizations And Government Departments. Investment Related: No Number Of Hours: 5 Securities Trading Hours: 5 Start Date: 09/01/2019. Address: 1750 Signal Point Road, Ste 9B, Charleston SC 29412, United States. Description: Board membership overseeing the activities of the nonprofit 3) Highlanda Inc; Position: Owner/Shareholder Nature: LLC. Investment related: No. Number of hours: 4. Securities trading hours: 0 Start date: 05/01/2016; Address: 8 Fir Tree Lane, Asheville NC 28803, United States Description: No duties, own passive interest in real estate management company which pays out monthly income

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 27, 2022 - December 5, 2023

PERIGON WEALTH MANAGEMENT, LLC

RIA

CRD#: 131037

Johns Island, SC

Past

January 25, 2017 - April 29, 2022

OSAIC SERVICES, INC.

RIA

CRD#: 133763

CHARLESTON, SC

Past

January 25, 2017 - April 29, 2022

OSAIC SERVICES, INC.

CRD#: 133763

CHARLESTON, SC

Past

November 13, 2014 - January 27, 2017

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

BEAUFORT, SC

Past

August 29, 2014 - January 27, 2017

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

Beaufort, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/3/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2014

General Securities Representative Examination

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

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Contact information

Main Address

201 Mission Street Suite 1825, San Francisco, CA 94105

Mailing Address

Phone number

(877) 977-2555

Established

Firm type

Fiscal year end

# of Employees

141

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PERIGON WRAP FEE PROGRAM BROCHURE (3/28/2025)

PERIGON DISCLOSURE BROCHURE AND PRIVACY POLICY (3/28/2025)

Regulatory assets under management

Total Number of Accounts	15,456
AUM (Assets Under Management)	$ 8,714,418,958

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2024	Cover Page	Report
10/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William D. Trask

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

Primary Firm SEC Registration

PERIGON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/3/2014

SIE

Date: 10/1/2018

Series 7

Date: 8/29/2014

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PERIGON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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