Timothy S. Reilly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Shawn Reilly, who also goes by Timothy Reilly, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2014. Timothy had worked at 3 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2022 - February 16, 2023
LAMBERSON CAPITAL LLC
December 4, 2015 - April 12, 2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 4, 2015 - April 12, 2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 21, 2014 - December 4, 2015
BARCLAYS CAPITAL INC.
May 21, 2014 - December 4, 2015
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
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Exams
Current Firm
LAMBERSON CAPITAL LLC
CRD#: 282040 / SEC#: , 8-69698
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
