BZ
Baylee S. Zeigler
VIGIL WEALTH MANAGEMENT
Valencia, CA
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CRD#: 6338212
BZ
Professional summary
Baylee Shay Zeigler, who also goes by Baylee Shay VIgil, Baylee Vigil, is a registered financial advisor currently at VIGIL WEALTH MANAGEMENT, LLC located in Valencia, California.
Baylee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Baylee has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Baylee Shay Vigil | Baylee Vigil
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Insurance Agent; Not investment-related; Business is conducted at the reported address; Insurance Sales; Agent; 01/2022, Two (2) hours per month, all during securities trading hours; Review client's insurance needs. 2) Sleigh My Lights, LLC; not investment related; 25332 Via Telino, Valencia, CA. 91355; holiday light installation company; Co-owner; 12/31/2024; 5 hours per month; Assisting with operational aspects and advertising
CRS (Client Relationship Summary) - RIA
Click below to view Baylee Shay Zeigler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2021 - Present
VIGIL WEALTH MANAGEMENT, LLC
RIA
CRD#: 299619
Valencia, CA
Past
March 26, 2021 - November 3, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
PONTE VEDRA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VIGIL WEALTH MANAGEMENT, LLC
PRIVATE WEALTH | VIGIL WEALTH MANAGEMENT, LLC
CRD#: 299619 / SEC#: 801-127114
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)California
Registered Investment Advisory firm - (2/3/2023 Terminated)Florida
Registered Investment Advisory firm - (1/4/2023 Terminated)Georgia
Registered Investment Advisory firm - (1/6/2023 Terminated)Texas
Registered Investment Advisory firm - (1/4/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/17/2021)
IAR
Florida(2/1/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/25/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
VW
VIGIL WEALTH MANAGEMENT, LLC
PRIVATE WEALTH | VIGIL WEALTH MANAGEMENT, LLC
CRD#: 299619 / SEC#: 801-127114
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)California
Registered Investment Advisory firm - (2/3/2023 Terminated)Florida
Registered Investment Advisory firm - (1/4/2023 Terminated)Georgia
Registered Investment Advisory firm - (1/6/2023 Terminated)Texas
Registered Investment Advisory firm - (1/4/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
822 A1a North Suite 102, Ponte Vedra Beach, FL 32082
Mailing Address
Phone number
(904) 709-4810
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 421 |
| AUM (Assets Under Management) | $ 155,481,936 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
