DJ
Dwayne D. Johnson
NATIONWIDE SECURITIES
Pickerington, OH
Some features on this profile are disabled
CRD#: 6338077
DJ
Professional summary
Dwayne Douglas Johnson JR., who also goes by Dwayne D Johnson, is a registered financial advisor currently at NATIONWIDE SECURITIES, LLC located in Pickerington, Ohio.
Dwayne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Dwayne has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dwayne D Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Dwayne Douglas Johnson JR.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dwayne Douglas Johnson JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2022 - Present
NATIONWIDE SECURITIES, LLC
RIA
BD
CRD#: 11173
Pickerington, OH
Current
December 1, 2022 - Present
NATIONWIDE SECURITIES, LLC
RIA
BD
CRD#: 11173
Pickerington, OH
Past
January 3, 2018 - December 1, 2022
NATIONWIDE INVESTMENT ADVISORS, LLC
RIA
CRD#: 142373
COLUMBUS, OH
Past
June 13, 2016 - December 1, 2022
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
August 14, 2014 - February 11, 2015
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NATIONWIDE SECURITIES, LLC
NATIONWIDE ADVISORY SERVICES, INC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. | NATIONWIDE SECURITIES, LLC | NATIONWIDE SECURITIES, INC. | NATIONWIDE ADVISORY SERVICES, INC.
CRD#: 11173 / SEC#: 801-69260, 8-12500
RIA
Registered Investment Advisory firm - SEC (7/9/2008 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/1/2022)
IAR
Alabama(12/1/2022)
RR
Alaska(12/1/2022)
IAR
Alaska(12/21/2022)
RR
Arizona(12/1/2022)
IAR
Arizona(12/20/2022)
RR
Arkansas(12/1/2022)
IAR
Arkansas(12/1/2022)
RR
California(12/1/2022)
IAR
California(12/2/2022)
RR
Colorado(12/1/2022)
IAR
Colorado(12/5/2022)
RR
Connecticut(12/1/2022)
IAR
Connecticut(12/1/2022)
RR
Delaware(12/1/2022)
IAR
Delaware(12/5/2022)
RR
District of Columbia(12/1/2022)
IAR
District of Columbia(1/20/2023)
RR
Florida(12/1/2022)
IAR
Florida(12/6/2022)
RR
Georgia(12/1/2022)
IAR
Georgia(12/5/2022)
RR
Hawaii(12/1/2022)
IAR
Hawaii(12/21/2022)
RR
Idaho(12/1/2022)
IAR
Idaho(12/1/2022)
RR
Illinois(12/1/2022)
IAR
Illinois(12/2/2022)
RR
Indiana(12/1/2022)
IAR
Indiana(12/1/2022)
RR
Iowa(12/1/2022)
IAR
Iowa(12/5/2022)
RR
Kansas(12/1/2022)
IAR
Kansas(12/1/2022)
RR
Kentucky(12/2/2022)
IAR
Kentucky(12/2/2022)
RR
Louisiana(12/1/2022)
IAR
Louisiana(12/5/2022)
RR
Maine(12/1/2022)
IAR
Maine(12/2/2022)
RR
Maryland(12/1/2022)
IAR
Maryland(12/1/2022)
RR
Massachusetts(12/1/2022)
IAR
Massachusetts(2/7/2024)
RR
Michigan(12/1/2022)
IAR
Michigan(12/2/2022)
RR
Minnesota(12/1/2022)
IAR
Minnesota(12/2/2022)
RR
Mississippi(12/1/2022)
IAR
Mississippi(12/2/2022)
RR
Missouri(12/1/2022)
IAR
Missouri(12/5/2022)
RR
Montana(12/2/2022)
IAR
Montana(12/2/2022)
RR
Nebraska(12/1/2022)
IAR
Nebraska(12/1/2022)
RR
Nevada(12/1/2022)
IAR
Nevada(12/13/2022)
RR
New Hampshire(12/1/2022)
IAR
New Hampshire(12/2/2022)
RR
New Jersey(12/1/2022)
IAR
New Jersey(12/2/2022)
RR
New Mexico(12/1/2022)
IAR
New Mexico(12/2/2022)
RR
New York(12/1/2022)
IAR
New York(12/1/2022)
RR
North Carolina(12/1/2022)
IAR
North Carolina(12/2/2022)
RR
North Dakota(12/1/2022)
IAR
North Dakota(12/5/2022)
RR
Ohio(12/1/2022)
IAR
Ohio(12/1/2022)
RR
Oklahoma(12/1/2022)
IAR
Oklahoma(12/5/2022)
RR
Oregon(12/1/2022)
IAR
Oregon(12/5/2022)
RR
Pennsylvania(12/1/2022)
IAR
Pennsylvania(12/2/2022)
RR
Rhode Island(12/1/2022)
IAR
Rhode Island(12/2/2022)
RR
South Carolina(12/1/2022)
IAR
South Carolina(12/2/2022)
RR
South Dakota(12/1/2022)
IAR
South Dakota(12/7/2022)
RR
Tennessee(12/1/2022)
RR
Texas(12/1/2022)
IAR
Texas(12/6/2022)
RR
Utah(12/1/2022)
IAR
Utah(12/2/2022)
RR
Vermont(12/1/2022)
IAR
Vermont(12/1/2022)
RR
Virginia(12/1/2022)
IAR
Virginia(12/1/2022)
RR
Washington(12/1/2022)
IAR
Washington(12/2/2022)
RR
West Virginia(12/1/2022)
IAR
West Virginia(12/2/2022)
RR
Wisconsin(12/1/2022)
IAR
Wisconsin(12/1/2022)
RR
Wyoming(12/1/2022)
IAR
Wyoming(12/1/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NATIONWIDE SECURITIES, LLC
NATIONWIDE ADVISORY SERVICES, INC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, LLC | NATIONWIDE SECURITIES, LLC DBA NATIONWIDE ADVISORY SERVICES, INC. | NATIONWIDE SECURITIES, LLC | NATIONWIDE SECURITIES, INC. | NATIONWIDE ADVISORY SERVICES, INC.
CRD#: 11173 / SEC#: 801-69260, 8-12500
RIA
Registered Investment Advisory firm - SEC (7/9/2008 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Nationwide Plaza Mailing Code: 01-17-402, Columbus, OH 43215
Mailing Address
One Nationwide Plaza 1-33-401, Columbus, OH 43215
Phone number
(888) 753-7364
Established
Delaware since 10/09/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
24
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
