QH
Quinn D. Haynie
MOODY SECURITIES
Houston, TX 77024
Some features on this profile are disabled
CRD#: 6337951
QH
Professional summary
Quinn Dungan Haynie, who also goes by Quinn Haynie, is a registered financial professional currently at MOODY SECURITIES, LLC located in Houston, Texas.
Quinn is registered as a RR (Registered Representative) and started their career in finance in 2015. Quinn has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Quinn Haynie
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Quinn Dungan Haynie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2015 - Present
MOODY SECURITIES, LLC
Office #1: 9655 Katy Freeway Suite 600, Houston, TX 77024BD
CRD#: 148771
Houston, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/19/2015)
RR
Alaska(9/2/2025)
RR
Arizona(8/12/2015)
RR
Arkansas(8/19/2015)
RR
California(8/12/2015)
RR
Colorado(8/12/2015)
RR
Connecticut(9/2/2025)
RR
Delaware(9/2/2025)
RR
District of Columbia(9/2/2025)
RR
Florida(12/23/2024)
RR
Georgia(8/25/2020)
RR
Hawaii(9/2/2025)
RR
Idaho(12/23/2024)
RR
Illinois(8/12/2015)
RR
Indiana(8/19/2015)
RR
Iowa(8/19/2015)
RR
Kansas(8/12/2015)
RR
Kentucky(8/19/2015)
RR
Louisiana(8/19/2015)
RR
Maine(9/2/2025)
RR
Maryland(12/23/2024)
RR
Massachusetts(12/23/2024)
RR
Michigan(8/19/2015)
RR
Minnesota(8/12/2015)
RR
Mississippi(8/26/2015)
RR
Missouri(8/19/2015)
RR
Montana(9/2/2025)
RR
Nebraska(1/13/2016)
RR
Nevada(12/1/2015)
RR
New Hampshire(9/2/2025)
RR
New Jersey(8/25/2020)
RR
New Mexico(8/19/2015)
RR
New York(8/25/2020)
RR
North Carolina(12/23/2024)
RR
North Dakota(8/19/2015)
RR
Ohio(10/20/2017)
RR
Oklahoma(8/12/2015)
RR
Oregon(8/12/2015)
RR
Pennsylvania(8/25/2020)
RR
Rhode Island(9/2/2025)
RR
South Carolina(12/23/2024)
RR
South Dakota(8/19/2015)
RR
Tennessee(1/15/2020)
RR
Texas(8/11/2015)
RR
Utah(12/1/2015)
RR
Vermont(9/2/2025)
RR
Virginia(8/25/2020)
RR
Washington(8/19/2015)
RR
West Virginia(9/2/2025)
RR
Wisconsin(8/26/2015)
RR
Wyoming(9/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MOODY SECURITIES, LLC
MOODY SECURITIES, LLC
CRD#: 148771 / SEC#: , 8-68069
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
9655 Katy Freeway Suite 600, Houston, TX 77024
Mailing Address
9655 Katy Freeway Suite 600, Houston, TX 77024
Phone number
(713) 977-7500
Established
Delaware since 09/21/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
