Guillermo Barrera

STELLARIS WEALTH MANAGEMENT LLC

Houston, TX 77024

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CRD#: 6337857

Professional summary

Guillermo Barrera Jr, who also goes by Guillermo Javier Barrera, Guillermo Barrera, is a registered financial advisor currently at STELLARIS WEALTH MANAGEMENT LLC located in Houston, Texas and ALDWYCH SECURITIES LLC located in Stamford, Connecticut.

Guillermo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Guillermo has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Guillermo Javier Barrera | Guillermo Barrera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Clinicore International LLC Type of business: Medical Research Houston, TX Start date: 6/2014 Owner Hours per week: 0 Hours during trading: 0 This company conducted clinical research Clinicore Texas Type of business: Medical Research Houston, TX Start date: 11/2018 Managing Partner Hours per week: 0 Hours during trading: 0 Vesalius Pharmaceuticals LLC Type of business: selling pluripotent cells and byproducts Houston, TX Start date: 2/2021 Partner Hours per week: 4 Hours during trading: 0 Vesalius Consulting Group LLC Type of business: consulting medical clinics Houston, TX Start date: 2/2021 Partner Hours per week: 1 Hours during trading: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guillermo Barrera Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2021 - Present

STELLARIS WEALTH MANAGEMENT LLC

Office #1: 12848 Queensbury Lane Ste 208, Houston, TX 77024

RIA

CRD#: 313686

Houston, TX

Current

April 26, 2022 - Present

ALDWYCH SECURITIES LLC

Office #1: 70 Seaview Avenue, Stamford, CT 06902

CRD#: 167980

Stamford, CT

Past

July 2, 2020 - February 1, 2021

EDWARD JONES

RIA

CRD#: 250

CYPRESS, TX

Past

June 6, 2020 - February 1, 2021

EDWARD JONES

CRD#: 250

CYPRESS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(4/26/2022)

New York
(4/26/2022)

IAR

Texas
(5/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/30/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/5/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/5/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

STELLARIS WEALTH MANAGEMENT LLC

CRD#: 313686 / SEC#:

Texas

Registered Investment Advisory firm - (5/11/2021 Approved)

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Contact information

Main Address

12848 Queensbury Lane Ste 208, Houston, TX 77024

Mailing Address

Phone number

(832) 619-0976

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Guillermo Barrera

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guillermo Barrera Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

STELLARIS WEALTH MANAGEMENT LLC

ALDWYCH SECURITIES LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 6/30/2020

Series 7TO

Date: 6/5/2020

SIE

Date: 2/5/2020

FINRA

Current Firm

STELLARIS WEALTH MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

STELLARIS WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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