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GB

Guillermo Barrera

STELLARIS WEALTH MANAGEMENT LLC
Houston, TX 77024
Some features on this profile are disabled
CRD#: 6337857
GB

Professional summary


Guillermo Barrera Jr, who also goes by Guillermo Javier Barrera, Guillermo Barrera, is a registered financial advisor currently at STELLARIS WEALTH MANAGEMENT LLC located in Houston, Texas and ALDWYCH SECURITIES LLC located in Stamford, Connecticut.

Guillermo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Guillermo has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Guillermo Javier Barrera | Guillermo Barrera

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 11, 2021 - Present

STELLARIS WEALTH MANAGEMENT LLC

Office #1: 12848 Queensbury Lane Ste 208, Houston, TX 77024
CRD#: 313686
Houston, TX
Current

April 26, 2022 - Present

ALDWYCH SECURITIES LLC

Office #1: 70 Seaview Avenue, Stamford, CT 06902
BD
CRD#: 167980
Stamford, CT
Past

July 2, 2020 - February 1, 2021

EDWARD JONES

RIA
CRD#: 250
CYPRESS, TX
Past

June 6, 2020 - February 1, 2021

EDWARD JONES

BD
CRD#: 250
CYPRESS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(4/26/2022)
RR
New York
(4/26/2022)
IAR
Texas
(5/11/2021)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/30/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/5/2020
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SW
STELLARIS WEALTH MANAGEMENT LLC
STELLARIS WEALTH MANAGEMENT LLC

CRD#: 313686 / SEC#:

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Contact information


Main Address
12848 Queensbury Lane Ste 208, Houston, TX 77024
Mailing Address
Phone number
(832) 619-0976
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STELLARIS WEALTH MANAGEMENT LLC

CRD#: 313686Houston, TX 77024

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