Leon Ramirez

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CRD#: 6337774

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Leon Ramirez III, who also goes by Leon Ramirez III, Leon Taz Ramirez III, Leon Ramirez Iii, Leon Taz Ramirez Iii, Leon Taz Ramirez, Leon Ramirez, Taz Ramirez Iii, Taz Ramirez, was a registered financial professional .

Leon is a previously registered financial professional and started their career in finance in 2014. Leon had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Texas Enviro Solutions, LLC. Not Investment related; 11788 Culebra Rd. San Antonio Tx 78253; This is a family-owned business. We provide janitorial and sanitation services for local and government-owned properties including restaurants, county buildings, gasoline stations, gymnasiums, etc. We also provide sanitation services to a major US freight carrier. We do not sell/offer any product. I handle all of the financial matters. Everything from tax reporting, payroll, financial reporting, budgeting, forecasting, bank relationships, etc. It is only my father and I and as such, my responsibilities are not confined to the aforementioned. February, 2021; 50-60 hours per month, none during securities trading hours; Jet Ski Rentals San Antonio. Not investment related; 11788 Culebra Rd. San Antonio Tx 78253; This is a family-owned business. We provide watercraft rental services to the Greater San Antonio community. We do not sell/offer any product. I handle all of the financial matters including, but not limited to, tax reporting, payroll, financial reporting, budgeting, forecasting, equipment financing, etc. It is only my father and I; March 2023; 50-60 hours per month, none during securities trading hours;

Blog Corner

CRS (Client Relationship Summary)

PFS INVESTMENTS INC.

CRD#: 10111

SAN ANTONIO, TX

Past

June 23, 2020 - August 12, 2020

PFS INVESTMENTS INC.

RIA

CRD#: 79

SAN ANTONIO, TX

Past

December 4, 2014 - February 5, 2015

WADDELL & REED

CRD#: 866

SAN ANTONIO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VICTORY CAPITAL MANAGEMENT INC.

CRD#: 106189 / SEC#: 801-46878

RIA

Registered Investment Advisory firm - (5/10/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/26/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/4/2014

General Securities Representative Examination

Current Firm

VICTORY CAPITAL MANAGEMENT INC.

CRD#: 106189 / SEC#: 801-46878

RIA

Registered Investment Advisory firm - (5/10/1994 Approved)

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Contact information

Main Address

15935 La Cantera Pkwy, San Antonio, TX 78256

Mailing Address

Phone number

(877) 660-4400

Established

Firm type

Fiscal year end

# of Employees

460

SEC notice filing (45 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VICTORY CAPITAL MANAGEMENT ADV PART 2A - MARCH 2025 (4/8/2025)

Regulatory assets under management

Total Number of Accounts	2,566
AUM (Assets Under Management)	$ 152,291,202,954

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Leon Ramirez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VICTORY CAPITAL SERVICES, INC.

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

WADDELL & REED

WADDELL & REED

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

WADDELL & REED

Primary Firm SEC Registration

VICTORY CAPITAL MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/26/2015

SIE

Date: 9/5/2018

Series 7

Date: 12/4/2014

Current Firm

VICTORY CAPITAL MANAGEMENT INC.

Contact information

SEC notice filing (45 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VICTORY CAPITAL MANAGEMENT INC.

TRUST BUT VERIFY

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