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Leon Ramirez Iii

CRD# 6337774·Registered 2014 - 2023
Previously Registered: Being a previously registered professional could mean that Leon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Leon Ramirez III, who also goes by Leon Ramirez III, Leon Taz Ramirez III, Leon Ramirez Iii, Leon Taz Ramirez Iii, Leon Taz Ramirez, Leon Ramirez, Taz Ramirez Iii, Taz Ramirez, was a registered financial advisor. Leon was a previously registered financial professional and started their career in finance 2014 - 2023. Leon had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Leon Ramirez Iii, Leon Taz Ramirez Iii, Leon Ramirez Iii, Leon Taz Ramirez Iii, Leon Taz Ramirez, Leon Ramirez, Taz Ramirez Iii, Taz Ramirez

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

VICTORY CAPITAL MANAGEMENT INC.·CRD# 106189
RIA
San Antonio, TX
March 17, 2021 - May 30, 2023
VICTORY CAPITAL SERVICES, INC.·CRD# 37059
BD
San Antonio, TX
March 17, 2021 - May 30, 2023
PFS INVESTMENTS INC.·CRD# 10111
BD
San Antonio, TX
June 24, 2020 - December 31, 2020
PFS INVESTMENTS INC.·CRD# 10111
RIA
San Antonio, TX
June 23, 2020 - August 12, 2020
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
San Antonio, TX
March 28, 2018 - September 5, 2018
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
San Antonio, TX
March 28, 2018 - September 5, 2018
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Austin, TX
May 30, 2017 - November 15, 2017
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Austin, TX
May 30, 2017 - November 15, 2017
PFS INVESTMENTS INC.·CRD# 10111
RIA
San Antonio, TX
April 24, 2017 - June 2, 2017
PFS INVESTMENTS INC.·CRD# 10111
BD
San Antonio, TX
February 22, 2017 - June 2, 2017
WADDELL & REED·CRD# 866
RIA
San Antonio, TX
January 14, 2016 - April 27, 2016
WADDELL & REED·CRD# 866
BD
San Antonio, TX
January 14, 2016 - April 27, 2016
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
San Antonio, TX
March 30, 2015 - January 21, 2016
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
San Antonio, TX
March 2, 2015 - January 21, 2016
WADDELL & REED·CRD# 866
BD
San Antonio, TX
December 4, 2014 - February 5, 2015

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Current Firm

VC
VICTORY CAPITAL MANAGEMENT INC.

CEMP | WESTEND ADVISORS, LLC | VICTORY SBSF CAPITAL MANAGEMENT | VICTORY NEWBRIDGE CAPITAL MANAGEMENT | VICTORY INCOME INVESTORS | VICTORY GRADISION CAPITAL MANAGEMENT | VICTORY CAPITAL SOLUTIONS | VICTORY CAPITAL MANAGEMENT INC. | VICTORY CAPITAL | VICTORY ADVISORS INC | VICTORY | TRIVALENT INVESTMENTS | THB ASSET MANAGEMENT | SYCAMORE CAPITAL | SOPHUS CAPITAL | RS INVESTMENTS | PIONEER INVESTMENTS | NEWBRIDGE ASSET MANAGEMENT | NEW ENERGY CAPITAL | MUNDER CAPITAL MANAGEMENT | MUNDER CAPITAL | MUNDER | KEY ASSET MANAGEMENT INC | INTEGRITY ASSET MANAGEMENT | INTEGRITY | INCORE CAPITAL MANAGEMENT | EXPEDITION INVESTMENT PARTNERS | DIVERSIFIED EQUITY MANAGEMENT | COMPASS EMP | COMPASS EFFICIENT MODEL PORTFOLIOS

CRD#: 106189 / SEC#: 801-46878
RIA
Registered Investment Advisory firm - SEC (5/10/1994 Approved)

Contact Information

Main Address

15935 La Cantera Pkwy, San Antonio, TX 78256

Phone Number

(877) 660-4400

# of Employees

699

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VICTORY CAPITAL MANAGEMENT ADV PART 2A - SEPTEMBER 2026 (9/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

4,061

AUM (Assets Under Management)

$282,713,179,656

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Texas Enviro Solutions, LLC. Not Investment related; 11788 Culebra Rd. San Antonio Tx 78253; This is a family-owned business. We provide janitorial and sanitation services for local and government-owned properties including restaurants, county buildings, gasoline stations, gymnasiums, etc. We also provide sanitation services to a major US freight carrier. We do not sell/offer any product. I handle all of the financial matters. Everything from tax reporting, payroll, financial reporting, budgeting, forecasting, bank relationships, etc. It is only my father and I and as such, my responsibilities are not confined to the aforementioned. February, 2021; 50-60 hours per month, none during securities trading hours; Jet Ski Rentals San Antonio. Not investment related; 11788 Culebra Rd. San Antonio Tx 78253; This is a family-owned business. We provide watercraft rental services to the Greater San Antonio community. We do not sell/offer any product. I handle all of the financial matters including, but not limited to, tax reporting, payroll, financial reporting, budgeting, forecasting, equipment financing, etc. It is only my father and I; March 2023; 50-60 hours per month, none during securities trading hours;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICTORY CAPITAL MANAGEMENT INC.

CEMP | WESTEND ADVISORS, LLC | VICTORY SBSF CAPITAL MANAGEMENT | VICTORY NEWBRIDGE CAPITAL MANAGEMENT | VICTORY INCOME INVESTORS | VICTORY GRADISION CAPITAL MANAGEMENT | VICTORY CAPITAL SOLUTIONS | VICTORY CAPITAL MANAGEMENT INC. | VICTORY CAPITAL | VICTORY ADVISORS INC | VICTORY | TRIVALENT INVESTMENTS | THB ASSET MANAGEMENT | SYCAMORE CAPITAL | SOPHUS CAPITAL | RS INVESTMENTS | PIONEER INVESTMENTS | NEWBRIDGE ASSET MANAGEMENT | NEW ENERGY CAPITAL | MUNDER CAPITAL MANAGEMENT | MUNDER CAPITAL | MUNDER | KEY ASSET MANAGEMENT INC | INTEGRITY ASSET MANAGEMENT | INTEGRITY | INCORE CAPITAL MANAGEMENT | EXPEDITION INVESTMENT PARTNERS | DIVERSIFIED EQUITY MANAGEMENT | COMPASS EMP | COMPASS EFFICIENT MODEL PORTFOLIOS

CRD#: 106189 / SEC#: 801-46878
RIA
Registered Investment Advisory firm - SEC (5/10/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2015About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2014About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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