Michael Mahalich

SWAN WEALTH MANAGEMENT

EDINA, MN

CRD#: 6337448

Some features on this profile are disabled

Professional summary

Michael Mahalich, who also goes by Michael Joseph Mahalich, Mikey Joseph Mahalich, Mikey Mahalich, Michael Mahalich, is a registered financial advisor currently at SWAN WEALTH MANAGEMENT LLC located in Edina, Minnesota.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michael has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Joseph Mahalich | Mikey Joseph Mahalich | Mikey Mahalich | Michael Mahalich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Mahalich's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2026 - Present

SWAN WEALTH MANAGEMENT LLC

RIA

CRD#: 340388

EDINA, MN

Past

March 21, 2024 - May 13, 2026

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

EDINA, MN

Past

February 8, 2024 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

EDINA, MN

Past

February 8, 2024 - May 13, 2026

CETERA ADVISORS LLC

CRD#: 10299

EDINA, MN

Past

December 11, 2023 - January 22, 2024

CANTOR FITZGERALD INVESTMENT ADVISORS

RIA

CRD#: 159296

NEW YORK, NY

Past

May 3, 2023 - January 22, 2024

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

August 24, 2021 - May 1, 2023

PACER FINANCIAL, INC.

CRD#: 137040

MALVERN, PA

Past

March 9, 2021 - August 18, 2021

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Fort Lauderdale, FL

Past

February 13, 2017 - January 14, 2021

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/29/2026)

IAR

Minnesota
(5/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/8/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/10/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/13/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SWAN WEALTH MANAGEMENT LLC

CRD#: 340388 / SEC#:

Colorado

Registered Investment Advisory firm - (5/29/2026 Approved)

Minnesota

Registered Investment Advisory firm - (5/15/2026 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Edina, MN

Mailing Address

Phone number

(952) 893-2922

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael Mahalich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Mahalich's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

CANTOR FITZGERALD INVESTMENT ADVISORS

CANTOR FITZGERALD & CO.

PACER FINANCIAL, INC.

FORESIDE FUND SERVICES, LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/2023

Series 63

Date: 3/8/2017

Series 7TO

Date: 8/10/2021

SIE

Date: 10/1/2018

Series 6

Date: 2/13/2017

Current Firm

SWAN WEALTH MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

SWAN WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors