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MM

Michael Mahalich

EDINA, MN
Some features on this profile are disabled
CRD#: 6337448
MM

Professional summary


Michael Mahalich, who also goes by Michael Joseph Mahalich, Mikey Joseph Mahalich, Mikey Mahalich, Michael Mahalich, was a registered financial advisor .

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michael had worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Michael Joseph Mahalich | Mikey Joseph Mahalich | Mikey Mahalich | Michael Mahalich

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 15, 2026 - Present

EDINA, MN
Past

March 21, 2024 - May 13, 2026

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
EDINA, MN
Past

February 8, 2024 - March 21, 2024

CETERA ADVISORS LLC

RIA
CRD#: 10299
EDINA, MN
Past

February 8, 2024 - May 13, 2026

CETERA ADVISORS LLC

BD
CRD#: 10299
EDINA, MN
Past

December 11, 2023 - January 22, 2024

CANTOR FITZGERALD INVESTMENT ADVISORS

RIA
CRD#: 159296
NEW YORK, NY
Past

May 3, 2023 - January 22, 2024

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

August 24, 2021 - May 1, 2023

PACER FINANCIAL, INC.

BD
CRD#: 137040
MALVERN, PA
Past

March 9, 2021 - August 18, 2021

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Fort Lauderdale, FL
Past

February 13, 2017 - January 14, 2021

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(5/15/2026)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/7/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/10/2021
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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