Jeremie L. Patrick

RODGERS & ASSOCIATES

Lancaster, PA 17601

Some features on this profile are disabled

CRD#: 6337088

Professional summary

Jeremie Lee Patrick, CFP® is a registered financial advisor currently at RODGERS & ASSOCIATES located in Lancaster, Pennsylvania.

Jeremie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jeremie has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremie Lee Patrick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

January 8, 2018 - Present

RODGERS & ASSOCIATES

Office #1: 2025 Lititz Pike, Lancaster, PA 17601

RIA

CRD#: 121700

Lancaster, PA

Past

June 22, 2015 - March 28, 2016

SFC WEALTH ADVISORS, INC.

RIA

CRD#: 109129

YORK, PA

Past

January 9, 2015 - May 28, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

LANCASTER, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RODGERS & ASSOCIATES

CRD#: 121700 / SEC#: 801-62118

RIA

Registered Investment Advisory firm - (7/3/2003 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/3/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/8/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/13/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/28/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/9/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RODGERS & ASSOCIATES

CRD#: 121700 / SEC#: 801-62118

RIA

Registered Investment Advisory firm - (7/3/2003 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/3/2003 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2025 Lititz Pike, Lancaster, PA 17601

Mailing Address

Phone number

(717) 560-3800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RA FINANCIAL SERVICES FORM ADV PART 2A (3/5/2025)

RODGERS & ASSOCIATES, LTD. FORM ADV PART 2A (3/5/2025)

Regulatory assets under management

Total Number of Accounts	3,378
AUM (Assets Under Management)	$ 1,488,109,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sarah Darling

LPL FINANCIAL LLC

IAR

EPHRATA, PA

Shayne Beecher

RBC CAPITAL MARKETS, LLC

IAR

Lancaster, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeremie L. Patrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremie Lee Patrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

SFC WEALTH ADVISORS, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

RODGERS & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/2015

Series 63

Date: 2/13/2015

SIE

Date: 5/28/2015

Series 6

Date: 1/9/2015

Current Firm

RODGERS & ASSOCIATES

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RODGERS & ASSOCIATES

TRUST BUT VERIFY

Similar Advisors