Patrick Owens

CETERA PLANNING PARTNERS

LEAWOOD, KS 66211

Some features on this profile are disabled

CRD#: 6336951

Professional summary

Patrick Owens, who also goes by Patrick Ryan Owens, is a registered financial advisor currently at CETERA PLANNING PARTNERS located in Leawood, Kansas and CETERA WEALTH SERVICES, LLC located in Des Moines, Iowa.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Patrick has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.

Aliases

Patrick Ryan Owens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES. POSITION: rep NATURE: sell insurance through Avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/24/2025 ADDRESS: 3390 Asbury Road, Dubuque IA 52002, United States DESCRIPTION: sell insurance through Avantax

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Owens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2026 - Present

CETERA PLANNING PARTNERS

Office #1: 11460 Tomahawk Creek Pkwy Suite 310, Leawood, KS 66211

RIA

CRD#: 129625

LEAWOOD, KS

Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 100 Court Avenue Suite 209, Des Moines, IA 50309

CRD#: 13572

Des Moines, IA

Past

January 23, 2025 - September 29, 2026

AVANTAX PLANNING PARTNERS, INC.

RIA

CRD#: 106237

Des Moines, IA

Past

January 23, 2025 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Des Moines, IA

Past

May 5, 2023 - September 4, 2024

SORRENTO PACIFIC FINANCIAL, LLC

CRD#: 127787

Urbandale, IA

Past

March 21, 2023 - September 4, 2024

SORRENTO PACIFIC FINANCIAL, LLC

RIA

CRD#: 127787

Urbandale, IA

Past

August 17, 2020 - March 16, 2023

INDEPENDENT WEALTH NETWORK, INC.

RIA

CRD#: 286262

URBANDALE, IA

Past

March 16, 2020 - August 4, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WEST DES MOINES, IA

Past

June 30, 2014 - August 4, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WEST DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA PLANNING PARTNERS

CETERA PLANNING PARTNERS | THE RETIREMENT PLANNING GROUP, LLC | THE RETIREMENT PLANNING GROUP, INC.

CRD#: 129625 / SEC#: 801-62655

RIA

Registered Investment Advisory firm - (1/16/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(9/5/2025)

IAR

Iowa
(9/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 5/19/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 3/16/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 5/5/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 6/28/2014

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA PLANNING PARTNERS

CETERA PLANNING PARTNERS | THE RETIREMENT PLANNING GROUP, LLC | THE RETIREMENT PLANNING GROUP, INC.

CRD#: 129625 / SEC#: 801-62655

RIA

Registered Investment Advisory firm - (1/16/2004 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211

Mailing Address

Phone number

(913) 498-8898

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CETERA PLANNING PARTNERS AUGUST 2026 (9/1/2026)

Regulatory assets under management

Total Number of Accounts	14,107
AUM (Assets Under Management)	$ 4,164,758,846

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/19/2026	Cover Page	Report
11/24/2025	Cover Page	Report
08/08/2024	Cover Page	Report
11/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Gary Williams

WILLIAMS ASSET MANAGEMENT

IAR

COLUMBIA, MD

Ryan Ruppert

MORGAN STANLEY

IAR

Austin, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patrick Owens

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Owens's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

AVANTAX PLANNING PARTNERS, INC.

AVANTAX INVESTMENT SERVICES, INC.

SORRENTO PACIFIC FINANCIAL, LLC

SORRENTO PACIFIC FINANCIAL, LLC

INDEPENDENT WEALTH NETWORK, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

CETERA PLANNING PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Passed: 5/19/2023

Series 65

Passed: 3/16/2020

Series 7TO

Passed: 5/5/2023

SIE

Passed: 10/1/2018

Series 6

Passed: 6/28/2014

FINRA

Current Firm

CETERA PLANNING PARTNERS

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA PLANNING PARTNERS

TRUST BUT VERIFY

Similar Advisors