Glenn A. Walker
Professional summary
Glenn Arthur Walker III, who also goes by Glenn Arthur Walker, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Hockley, Texas and EMPOWER FINANCIAL SERVICES, INC. located in Katy, Texas.
Glenn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Glenn has worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Arthur Walker III's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
October 19, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
March 23, 2021 - October 7, 2022
MML INVESTORS SERVICES, LLC
March 25, 2016 - March 12, 2021
J.P. MORGAN SECURITIES LLC
December 3, 2015 - December 31, 2015
PFS INVESTMENTS INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/2022)
(12/13/2022)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
