Keri D. Dixon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keri Diane Dixon, who also goes by Keri Dixon, was a registered financial professional .
Keri is a previously registered financial professional and started their career in finance in 2014. Keri had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 52, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2021 - May 6, 2024
VICTORY CAPITAL MANAGEMENT INC.
July 1, 2019 - May 6, 2024
VICTORY CAPITAL SERVICES, INC.
January 8, 2018 - July 8, 2019
USAA INVESTMENT SERVICES COMPANY
September 14, 2015 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
June 19, 2014 - July 1, 2019
USAA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
VICTORY CAPITAL MANAGEMENT INC.
CRD#: 106189 / SEC#: 801-46878
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VICTORY CAPITAL MANAGEMENT INC.
CRD#: 106189 / SEC#: 801-46878
Contact information
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,566 |
| AUM (Assets Under Management) | $ 152,291,202,954 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
