Brett S. Wightman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Stafford Wightman was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 2014. Brett had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2017 - February 12, 2018
KEATS, CONNELLY & ASSOCIATES, INC
June 20, 2016 - November 24, 2017
VANGUARD MARKETING CORPORATION
April 17, 2015 - April 6, 2016
SILVERHAWK ASSET MANAGEMENT, LLC
August 26, 2014 - February 12, 2015
EDWARD JONES
July 15, 2014 - February 12, 2015
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEATS, CONNELLY & ASSOCIATES, INC
CRD#: 148884 / SEC#: 801-69866
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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