Amadou Moustapha A. Mbodj
Professional summary
Amadou Moustapha Abraham Mbodj, who also goes by Abe M'bodj, Amadou M'bodj, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Amadou Moustapha is registered as a RR (Registered Representative) and started their career in finance in 2015. Amadou Moustapha has worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amadou Moustapha Abraham Mbodj's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2021 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003May 8, 2018 - February 12, 2021
PCF CAPITAL MARKETS LLC
February 11, 2015 - May 1, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2021)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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