MO
Michael E. O'toole
DAI WEALTH
WAYZATA, MN 55391
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CRD#: 6336251
MO
Professional summary
Michael Edward O'toole, who also goes by Mike O'toole, is a registered financial advisor currently at DAI WEALTH, LLC located in Wayzata, Minnesota and DAI SECURITIES, LLC located in Mankato, Minnesota.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Michael has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike O'toole
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- I AM A LICENSED REAL ESTATE BROKER AND OCCASIONALLY MAY RECEIVE COMMISSION FOR REAL ESTATE SALES THAT I AM INVOLVED WITH OUTSIDE OF MY EMPLOYMENT WITH the Firm. HISTORICALLY THESE HAVE BEEN RESIDENTIAL AND LAND TRANSACTIONS THAT ARE NOT RELATED TO THE BUSINESS OF the Firm. I AM OWNER AND MANAGER OF MEO PROPERTIES WHICH CURRENTLY OWNS AND MANAGES A RESIDENTIAL RENTAL PROPERTY AND MAY ACQUIRE OTHER RENTAL OR INVESTMENT PROPERTIES IN THE FUTURE. 2) DAI Manager, LLC / Discipline Strategies Managment, LP; investment related; Atlanta, GA; RIA - Private Fund; Member; 10/2025; 5 hours; 5 hours; strategy designing, selecting and monitoring fund managers, and overseeing portfolio construction.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Edward O'toole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 10, 2018 - Present
DAI WEALTH, LLC
Office #1: 15600 Wayzata Blvd Suite 301, Wayzata, MN 55391Office #2: 150 St Andrews Ct Suite 210, Mankato, MN 56001RIA
CRD#: 138938
WAYZATA, MN
Current
April 5, 2018 - Present
DAI SECURITIES, LLC
Office #1: 150 St. Andrews Ct., Suite 210, Mankato, MN 56001Office #2: 15600 Wayzata Blvd Suite 301, Wayzata, MN 55391BD
CRD#: 36673
Mankato, MN
Past
June 18, 2014 - April 2, 2018
AEI SECURITIES, INC.
BD
CRD#: 6158
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DAI WEALTH, LLC
CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | MICHALETZ ADVISORS, INC. | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.
CRD#: 138938 / SEC#: 801-66260
RIA
Registered Investment Advisory firm - (2/24/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/10/2018)
RR
Arkansas(6/4/2019)
RR
California(6/4/2019)
RR
Colorado(9/10/2018)
RR
Connecticut(10/29/2019)
RR
Florida(9/10/2018)
RR
Georgia(5/1/2020)
RR
Idaho(2/13/2020)
RR
Illinois(11/6/2018)
RR
Indiana(3/30/2021)
RR
Iowa(6/4/2019)
RR
Kansas(9/10/2018)
RR
Kentucky(3/30/2021)
RR
Louisiana(10/25/2023)
RR
Massachusetts(4/12/2022)
RR
Michigan(6/4/2019)
RR
Minnesota(7/23/2018)
IAR
Minnesota(10/10/2018)
RR
Missouri(9/10/2018)
RR
Montana(6/4/2019)
RR
Nebraska(9/10/2018)
RR
Nevada(9/10/2018)
RR
New Mexico(6/4/2019)
RR
New York(7/22/2019)
RR
North Dakota(6/4/2019)
RR
Ohio(6/4/2019)
RR
Oklahoma(9/10/2018)
RR
Oregon(9/10/2018)
RR
South Dakota(9/10/2018)
RR
Tennessee(1/3/2024)
RR
Texas(9/10/2018)
RR
Utah(12/3/2018)
RR
Washington(6/4/2019)
RR
Wisconsin(6/4/2019)
RR
Wyoming(6/23/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DW
DAI WEALTH, LLC
CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | MICHALETZ ADVISORS, INC. | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.
CRD#: 138938 / SEC#: 801-66260
RIA
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Contact information
Main Address
2800 Century Parkway Ne Suite 650, Atlanta, GA 30345
Mailing Address
Phone number
(404) 531-7080
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,821 |
| AUM (Assets Under Management) | $ 267,417,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
