Michael Edward O'toole
Professional Summary
Michael Edward O'toole, who also goes by Mike O'toole, is a registered financial advisor currently at DAI WEALTH, LLC located in Wayzata, Minnesota and DAI SECURITIES, LLC located in Mankato, Minnesota. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Michael has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 22 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike O'toole
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | PARAGON WEALTH COUNSELORS | MICHALETZ ADVISORS, INC. | MERIT INVESTMENT SERVICES | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.
Contact Information
Main Address
2800 Century Parkway Ne Suite 650, Atlanta, GA 30345Phone Number
(404) 531-7080# of Employees
40SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,048AUM (Assets Under Management)
$329,951,743Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CREATIVE FINANCIAL STRATEGIES LLC | WESTERN PORTFOLIO PARTNERS | WAYPOINT WEALTH STRATEGIES | SOURCENET INVESTMENT SERVICES LLC | RVP II CONSULTING | PARAGON WEALTH COUNSELORS | MICHALETZ ADVISORS, INC. | MERIT INVESTMENT SERVICES | JOHN GALT WEALTH SOLUTIONS | GOOD COUNSEL WEALTH MANAGEMENT LLC | DISCIPLINE ADVISORS, INC. | DISCIPLINE ADVISORS, INC | DISCIPLINE ADVISORS | DAI WEALTH, LLC | DAI WEALTH, INC.
State Registrations and Notice Filings
(9/10/2018)
(6/4/2019)
(6/4/2019)
(9/10/2018)
(10/29/2019)
(5/28/2026)
(9/10/2018)
(5/1/2020)
(2/13/2020)
(11/6/2018)
(3/30/2021)
(6/4/2019)
(9/10/2018)
(3/30/2021)
(10/25/2023)
(4/12/2022)
(6/4/2019)
(7/23/2018)
(10/10/2018)
(9/10/2018)
(6/4/2019)
(9/10/2018)
(9/10/2018)
(6/4/2019)
(7/22/2019)
(6/4/2019)
(6/4/2019)
(9/10/2018)
(9/10/2018)
(9/10/2018)
(1/3/2024)
(9/10/2018)
(12/3/2018)
(5/27/2026)
(6/4/2019)
(6/4/2019)
(6/23/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Jun 2014About the Series 22 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Edward O'toole's CRS (Customer Relationship Summary).
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