Gregory J. Karis

INFLECTION ADVISORS

Camarillo, CA

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CRD#: 6336167

Professional summary

Gregory James Karis, who also goes by Greg Karis, is a registered financial advisor currently at INFLECTION ADVISORS located in Camarillo, California and INFLECTION RETIREMENT SERVICES located in Westlake Village, California.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Gregory has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Karis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Gregory Karis is currently an independent insurance agent engaging in insurance sales with multiple carriers. This activity accounts for about 10% of his time. Gregory is affiliated with MFE Insurance Brokerage. Gregory Karis also is an owner and IAR of Inflection Retirement Services and performs pension and qualified plan advisory services for businesses. In addition, Gregory Karis owns a business management firm that provides, bookkeeping, accounting and corporate management services. Inflection Management LLC is the business management firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory James Karis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2017 - Present

INFLECTION ADVISORS

RIA

CRD#: 288602

Camarillo, CA

Current

November 24, 2021 - Present

INFLECTION RETIREMENT SERVICES

Office #1: 2945 Townsgate Rd Suite 200, Westlake Village, CA 91361

RIA

CRD#: 312680

WESTLAKE VILLAGE, CA

Past

January 11, 2016 - May 12, 2017

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

LOS ANGELES, CA

Past

August 4, 2015 - May 12, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/14/2017)

IAR

Texas
(11/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/24/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/2015

General Securities Representative Examination

Current Firm

INFLECTION ADVISORS

INFLECTION ADVISORS | INFLECTION WEALTH LLC | INFLECTION BUSINESS CONSULTING INC.

CRD#: 288602 / SEC#:

California

Registered Investment Advisory firm - (7/14/2017 Approved)

Colorado

Registered Investment Advisory firm - (5/17/2022 Terminated)

Texas

Registered Investment Advisory firm - (10/18/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Camarillo, CA

Mailing Address

8605 Santa Monica Blvd Pmb 67737, Los Angeles, CA 90069

Phone number

(424) 326-3093

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	419
AUM (Assets Under Management)	$ 61,804,758

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory J. Karis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory James Karis's CRS (Customer Relationship Summary).

Certified licenses

Experience

INFLECTION ADVISORS

INFLECTION RETIREMENT SERVICES

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/24/2015

SIE

Date: 5/12/2017

Series 7

Date: 8/3/2015

Current Firm

INFLECTION ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INFLECTION ADVISORS

TRUST BUT VERIFY

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