Michelle K. Miller
Professional summary
Michelle Kathleen Miller, who also goes by Michelle K Miller, Michelle Miller, Michelle K Quintana, Michelle Kathleen Quintana, Michelle Quintana, is a registered financial advisor currently at DELARME WEALTH MANAGEMENT, INC. located in Palos Verdes Estates, California.
Michelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Michelle has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Kathleen Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2024 - Present
DELARME WEALTH MANAGEMENT, INC.
Office #1: 2550 Via Tejon Suite 3a, Palos Verdes Estates, CA 90274September 20, 2021 - December 31, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 31, 2020 - December 31, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
DELARME WEALTH MANAGEMENT, INC.
CRD#: 328372 / SEC#: 801-128936
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/5/2024)
Exams
Series 7TO
Date: 8/31/2020
General Securities Representative ExaminationCurrent Firm
DELARME WEALTH MANAGEMENT, INC.
CRD#: 328372 / SEC#: 801-128936
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 399 |
| AUM (Assets Under Management) | $ 169,472,046 |
Red Flags
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