Brandon M. Capicotto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon M Capicotto, who also goes by Brandon Michael Capicotto, Brandon Capicotto, was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2014. Brandon had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2018 - December 31, 2020
MERCER GLOBAL ADVISORS INC.
January 31, 2017 - March 9, 2018
SCOTTRADE INVESTMENT MANAGEMENT
May 25, 2016 - March 9, 2018
SCOTTRADE, INC.
November 17, 2015 - May 17, 2016
M&T SECURITIES, INC.
November 17, 2015 - May 17, 2016
M&T SECURITIES, INC.
December 5, 2014 - June 12, 2015
EDWARD JONES
December 5, 2014 - June 12, 2015
EDWARD JONES
July 15, 2014 - September 17, 2014
EDWARD JONES
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
