Sean R. George

ELDERROCK FINANCIAL LLC

EVERETT, WA 98201

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CRD#: 6335785

Professional summary

Sean Randal George, who also goes by Sean George, is a registered financial advisor currently at ELDERROCK FINANCIAL LLC located in Everett, Washington.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Sean has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean George

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

-Rotary Club of Everett. Non-investment related. 7003 Evergreen Way, Everett, WA 98203. Service Organization. Member. Start date June 2017. Less than five hours per month. Weekly meetings and occasional volunteering. -Everett Rotary Youth Foundation Trustees. non-investment related. 7003 Evergreen Way, Everett, WA 98203. Service Organization. Secretary. Start date July 2022. Less than one hour per month. Quarterly meetings, take notes. -Sound Business Leaders chapter of Business Network International. Non-investment related. 1920 Dexter Ave N, Seattle, WA 98109. Networking Group. Member. Start date October 2017. Less than 10 hours per month. Weekly meetings and occasional social events.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Randal George's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2018 - Present

ELDERROCK FINANCIAL LLC

Office #1: 1812 Hewitt Ave. Ste 212, Everett, WA 98201

RIA

CRD#: 298350

EVERETT, WA

Past

March 8, 2018 - July 24, 2018

BERKNELL FINANCIAL GROUP, LLC

RIA

CRD#: 281662

Everett, WA

Past

May 25, 2017 - December 31, 2017

BERKNELL FINANCIAL GROUP, LLC

RIA

CRD#: 281662

BLADENSBURG, MD

Past

April 15, 2016 - May 9, 2017

MORGAN STANLEY

RIA

CRD#: 149777

BELLEVUE, WA

Past

April 15, 2016 - May 9, 2017

MORGAN STANLEY

CRD#: 149777

BELLEVUE, WA

Past

August 12, 2014 - April 18, 2016

EDWARD JONES

RIA

CRD#: 250

SEDRO WOOLLEY, WA

Past

July 15, 2014 - April 18, 2016

EDWARD JONES

CRD#: 250

SEDRO WOOLLEY, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/10/2022)

IAR

Washington
(9/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/9/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/15/2014

General Securities Representative Examination

Current Firm

ELDERROCK FINANCIAL LLC

CRD#: 298350 / SEC#:

California

Registered Investment Advisory firm - (6/10/2022 Approved)

Washington

Registered Investment Advisory firm - (9/12/2018 Approved)

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Contact information

Main Address

1812 Hewitt Ave. Ste 212, Everett, WA 98201

Mailing Address

Phone number

(425) 249-6193

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 26,971,035

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sean R. George

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Randal George's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELDERROCK FINANCIAL LLC

BERKNELL FINANCIAL GROUP, LLC

BERKNELL FINANCIAL GROUP, LLC

MORGAN STANLEY

MORGAN STANLEY

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 8/9/2014

SIE

Date: 5/9/2017

Series 7

Date: 7/15/2014

Current Firm

ELDERROCK FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ELDERROCK FINANCIAL LLC

TRUST BUT VERIFY

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