Melvin D. Deason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Douglas Deason, who also goes by Mel Deason, was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1980. Melvin had worked at 6 firms and has passed the Series 63, SIE, Series 39, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2006 - January 30, 2015
REEF SECURITIES, INC.
June 28, 1999 - July 28, 2006
MEWBOURNE SECURITIES, INC.
February 13, 1991 - February 21, 1996
MEWBOURNE SECURITIES, INC.
February 19, 1988 - June 20, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
October 28, 1985 - March 26, 1986
TRION SECURITIES CORPORATION
November 16, 1983 - June 12, 1984
PHOENIX SECURITIES, INC.
July 16, 1980 - July 11, 1983
ENERGY EQUITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
F04
Date: 6/19/1974
Financial Principal ExaminationSeries 00
Date: 6/19/1974
General Securities Principal ExaminationCurrent Firm
REEF SECURITIES, INC.
CRD#: 31951 / SEC#: , 8-45583
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
