Chelsey R. Baranek
Professional summary
Chelsey Rebecca Baranek, who also goes by Chelsey R Kaplan, Chelsey Rebecca Kaplan, is a registered financial professional currently at IFM (US) SECURITIES, LLC located in New York, New York.
Chelsey is registered as a RR (Registered Representative) and started their career in finance in 2014. Chelsey has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chelsey Rebecca Baranek's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 2017 - Present
IFM (US) SECURITIES, LLC
Office #1: 114 West 47th Street 19th Floor, New York, NY 10036April 25, 2017 - November 14, 2017
BNY MELLON SECURITIES CORPORATION
June 27, 2014 - April 3, 2017
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/8/2017)
Exams
Series 99TO
Date: 10/30/2023
Operations Professional ExaminationFINRA
Current Firm
IFM (US) SECURITIES, LLC
CRD#: 166325 / SEC#: , 8-69201
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFM INVESTORS (US), LLC | MEMBER | |
| GARCIA, JULIO FRANCISCO | DIRECTOR | 2910097 |
| GEORGARAKIS, DIMITRIOS | CHIEF OPERATING OFFICER | 6917695 |
| GRUBER, RICHARD EDWARD | CHIEF COMPLIANCE OFFICER | 5256033 |
| KIRSCHENBLAT, CHAD ETHAN | FINANCIAL AND OPERATIONS PRINCIPAL | 2503352 |
| MODY, ANDREA CRAWFORD | CHIEF EXECUTIVE OFFICER | 5409587 |
| RANDALL, RICHARD ALLEN | DIRECTOR | 5395562 |
Red Flags
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