PC
Peter M. Cymbalak
TREK FINANCIAL
Middleton, WI 53562
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CRD#: 6335319
PC
Peter Michael CymbalakTREK FINANCIAL
Professional summary
Peter Michael Cymbalak, who also goes by Pete Cymbalak, is a registered financial advisor currently at TREK FINANCIAL located in Middleton, Wisconsin.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Peter has worked at 3 firms and has passed the Series 65 exam.
At a Glance
Always Fiduciary
Aliases
Pete Cymbalak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Name of the other business: Empowered Financial Management, LLC Investment Related?: No Address of other business: Middleton, WI Nature of other business: Insurance Your position: Owner Start Date: 04/2017 How many hours you devote to the other business per month: 160 How many hours you devote to the other business during securities trading hours: 160 Briefly describe your duties: Sale of insurance
CRS (Client Relationship Summary) - RIA
Click below to view Peter Michael Cymbalak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 24, 2020 - Present
TREK FINANCIAL
Office #1: 3304 Nursery Drive, Middleton, WI 53562RIA
CRD#: 109376
Middleton, WI
Past
September 13, 2018 - December 31, 2020
EMPOWERED FINANCIAL INVESTMENTS, LLC
RIA
CRD#: 298575
MIDDLETON, WI
Past
July 25, 2018 - January 23, 2019
TREK FINANCIAL
RIA
CRD#: 109376
Middleton, WI
Past
May 15, 2014 - July 26, 2018
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
Middleton, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TREK FINANCIAL
BAUER & ASSOCIATES, INC. | WITTROCK FINANCIAL GROUP | UTAH SMALL BUSINESS SOLUTIONS | TREK FINANCIAL, LLC | TREK FINANCIAL | STRATEGIC FINANCIAL SERVICES | STRATEGIC BENEFIT SOLUTIONS | STATERA WEALTH MANAGEMENT | RETIREMENT SPECIALIST INC | PRISM FINANCIAL CONCEPTS | OMNIAVELIS | MANWARING WEALTH MANAGEMENT | LOPRESTI FINANCIAL GROUP | KEMPE FINANCIAL GROUP | INNOVATIVE RETIREMENT PLANNERS, INC. | EMPOWERED FINANCIAL MANAGEMENT | DETRAY INVESTMENT GROUP | DELMER HYDE FINANCIAL GROUP | CLINTON BROWN FINANCIAL | CAPTAIN WEALTH MANAGEMENT | BULWARK CAPITAL MANAGEMENT | BLUELINE FINANCIAL PLANNING | BCJ CAPITAL MANAGEMENT, LLC | BCJ CAPITAL MANAGEMENT | BAUER CAPTAIN & JOHNSON, INC. | BAUER CAPTAIN & ASSOCIATES, INC.
CRD#: 109376 / SEC#: 801-58087
RIA
Registered Investment Advisory firm - (11/15/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(2/24/2020)
Exams
What does exam status mean?
State Security Law Exam
Current Firm
TF
TREK FINANCIAL
BAUER & ASSOCIATES, INC. | WITTROCK FINANCIAL GROUP | UTAH SMALL BUSINESS SOLUTIONS | TREK FINANCIAL, LLC | TREK FINANCIAL | STRATEGIC FINANCIAL SERVICES | STRATEGIC BENEFIT SOLUTIONS | STATERA WEALTH MANAGEMENT | RETIREMENT SPECIALIST INC | PRISM FINANCIAL CONCEPTS | OMNIAVELIS | MANWARING WEALTH MANAGEMENT | LOPRESTI FINANCIAL GROUP | KEMPE FINANCIAL GROUP | INNOVATIVE RETIREMENT PLANNERS, INC. | EMPOWERED FINANCIAL MANAGEMENT | DETRAY INVESTMENT GROUP | DELMER HYDE FINANCIAL GROUP | CLINTON BROWN FINANCIAL | CAPTAIN WEALTH MANAGEMENT | BULWARK CAPITAL MANAGEMENT | BLUELINE FINANCIAL PLANNING | BCJ CAPITAL MANAGEMENT, LLC | BCJ CAPITAL MANAGEMENT | BAUER CAPTAIN & JOHNSON, INC. | BAUER CAPTAIN & ASSOCIATES, INC.
CRD#: 109376 / SEC#: 801-58087
RIA
Registered Investment Advisory firm - (11/15/2000 Approved)Loading...
Contact information
Main Address
8355 East Hartford Drive Suite 105, Scottsdale, AZ 85255
Mailing Address
Phone number
(480) 483-1510
Established
Firm type
Fiscal year end
# of Employees
55
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,768 |
| AUM (Assets Under Management) | $ 2,824,296,229 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
