Kevin P. Iles

HAMMOND ILES WEALTH ADVISORS

Wethersfield, CT 06109

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CRD#: 6335018

Professional summary

Kevin Patrick Iles, who also goes by Kevin Iles, is a registered financial advisor currently at HAMMOND ILES WEALTH ADVISORS located in Wethersfield, Connecticut and PURSHE KAPLAN STERLING INVESTMENTS located in Wethersfield, Connecticut.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Kevin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Iles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 1. Kelly Financial Group, LLC d/b/a Hammond Iles Wealth Advisors 2. Investment Related 3. Office of Employment Address 4. RIA 5. Portfolio Manager/IAR 6. 08/2018 7. 120 hrs/mo 8. 120 hrs during trading 9. Review and advise clients on the allocation of their investment portfolios. As Portfolio Manager I work with our Chief Investment Officer to monitor and manage the investments for our firm's client portfolios.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Patrick Iles's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2020 - Present

HAMMOND ILES WEALTH ADVISORS

Office #1: 100 Great Meadow Road Suite 701, Wethersfield, CT 06109Office #2: 652 Boston Post Road Suite 3, Guilford, CT 06437

RIA

CRD#: 136372

Wethersfield, CT

Current

May 16, 2022 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 100 Great Meadow Road Suite 701, Wethersfield, CT 06109

CRD#: 35747

Wethersfield, CT

Past

September 4, 2018 - April 4, 2022

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869

Wethersfield, CT

Past

August 1, 2017 - August 27, 2018

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAMMOND ILES WEALTH ADVISORS

CRD#: 136372 / SEC#: 801-64528

RIA

Registered Investment Advisory firm - (7/20/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/20/2025)

California
(10/20/2025)

IAR

Connecticut
(8/12/2020)

Connecticut
(5/16/2022)

Florida
(10/20/2025)

New Hampshire
(10/20/2025)

New Jersey
(10/20/2025)

North Carolina
(10/20/2025)

Pennsylvania
(10/20/2025)

South Carolina
(10/20/2025)

IAR

Texas
(12/10/2021)

Vermont
(10/20/2025)

Virginia
(10/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/7/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/1/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HAMMOND ILES WEALTH ADVISORS

CRD#: 136372 / SEC#: 801-64528

RIA

Registered Investment Advisory firm - (7/20/2005 Approved)

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Contact information

Main Address

100 Great Meadow Road Suite 701, Wethersfield, CT 06109

Mailing Address

Phone number

(860) 258-2600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HAMMOND ILES WEALTH ADVISORS (4/4/2025)

Regulatory assets under management

Total Number of Accounts	2,063
AUM (Assets Under Management)	$ 387,374,168

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin P. Iles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Patrick Iles's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CEROS FINANCIAL SERVICES, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

HAMMOND ILES WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/7/2020

Series 63

Date: 8/10/2017

SIE

Date: 10/1/2018

Series 7

Date: 8/1/2017

FINRA

Current Firm

HAMMOND ILES WEALTH ADVISORS

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAMMOND ILES WEALTH ADVISORS

TRUST BUT VERIFY

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