Thomas J. Blake
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas John Blake, CFP®, who also goes by Thomas Blake, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2014. Thomas had worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2019
Experience
April 13, 2023 - February 10, 2025
DISRUPTIVE SECURITIES
February 22, 2016 - March 14, 2023
MORGAN STANLEY
February 2, 2016 - March 14, 2023
MORGAN STANLEY
May 29, 2014 - November 30, 2015
JAFFE TILCHIN INVESTMENT PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
DISRUPTIVE SECURITIES
CRD#: 299155 / SEC#: , 8-70241
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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