Thomas John Blake
CFP®Professional Summary
Thomas John Blake, CFP®, who also goes by Thomas Blake, is a registered financial advisor currently at B SIDE PARTNERS, LLC located in Southport, Connecticut. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Thomas has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas Blake
Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Credentials
Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Current Firm
B SIDE PARTNERS LLC | B SIDE PARTNERS, LLC
Contact Information
Main Address
167 Old Post Road, Southport, CT 06890Phone Number
(203) 307-1090# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
55AUM (Assets Under Management)
$62,268,370Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
(4/29/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Thomas John Blake's CRS (Customer Relationship Summary).
Similar Advisors
UBS FINANCIAL SERVICES INC.
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC