Miguel Cortes

L 1 GLOBAL WEALTH LLC

COCONUT GROVE, FL 33133

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CRD#: 6334648

Professional summary

Miguel Cortes, who also goes by Miguel Angel Cortes, Miguel A. Cortes, is a registered financial advisor currently at L 1 GLOBAL WEALTH LLC located in Coconut Grove, Florida.

Miguel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Miguel has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Miguel Angel Cortes | Miguel A. Cortes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miguel Cortes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2026 - Present

L 1 GLOBAL WEALTH LLC

Office #1: 2601 S Bayshore Dr. Unit 100, Coconut Grove, FL 33133

RIA

CRD#: 337213

COCONUT GROVE, FL

Past

January 25, 2022 - November 12, 2025

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

Miami, FL

Past

December 9, 2021 - November 12, 2025

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Miami, FL

Past

December 9, 2021 - November 12, 2025

CITI PRIVATE ALTERNATIVES, LLC

CRD#: 153777

Miami, FL

Past

May 22, 2020 - November 4, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

Miami, FL

Past

July 21, 2014 - July 20, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

L 1 GLOBAL WEALTH LLC

L 1 GLOBAL WEALTH LLC | LEGADO ONE CAPITAL

CRD#: 337213 / SEC#: 801-134149

RIA

Registered Investment Advisory firm - (8/13/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/12/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/11/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/2014

General Securities Representative Examination

Current Firm

L 1 GLOBAL WEALTH LLC

L 1 GLOBAL WEALTH LLC | LEGADO ONE CAPITAL

CRD#: 337213 / SEC#: 801-134149

RIA

Registered Investment Advisory firm - (8/13/2025 Approved)

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Contact information

Main Address

2601 S Bayshore Dr. Unit 100, Coconut Grove, FL 33133

Mailing Address

Phone number

(305) 848-3411

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

L 1 GLOBAL BROCHURE (12/11/2025)

Regulatory assets under management

Total Number of Accounts	139
AUM (Assets Under Management)	$ 2,810,167,033

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Miguel Cortes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miguel Cortes's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITI PRIVATE ALTERNATIVES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

L 1 GLOBAL WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/12/2022

Series 63

Date: 8/11/2014

SIE

Date: 7/20/2018

Series 7

Date: 7/21/2014

Current Firm

L 1 GLOBAL WEALTH LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

L 1 GLOBAL WEALTH LLC

TRUST BUT VERIFY

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