David P. Laudadio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Paul Laudadio, who also goes by David P Laudadio, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2014. David had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2019 - December 14, 2020
BALANCED ASSET STRATEGIES, LTD.
June 16, 2016 - April 13, 2017
VALIC FINANCIAL ADVISORS, INC.
June 16, 2016 - April 13, 2017
VALIC FINANCIAL ADVISORS, INC.
March 19, 2015 - September 21, 2015
SECURIAN FINANCIAL SERVICES, INC.
March 19, 2015 - September 21, 2015
CRI SECURITIES, LLC
December 2, 2014 - September 21, 2015
SECURIAN FINANCIAL SERVICES, INC.
December 2, 2014 - September 21, 2015
CRI SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BALANCED ASSET STRATEGIES, LTD.
CRD#: 153520 / SEC#: 801-129990
Contact information
Regulatory assets under management
| Total Number of Accounts | 328 |
| AUM (Assets Under Management) | $ 133,551,942 |
Red Flags
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