Ronald S. Gillaspie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald S Gillaspie, who also goes by Scott Gillaspie, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2016. Ronald had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2021 - December 31, 2022
CENT CAPITAL, LLC
October 1, 2018 - June 14, 2019
SYNOVUS SECURITIES, INC.
October 1, 2018 - June 14, 2019
SYNOVUS SECURITIES, INC.
May 23, 2016 - September 27, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 19, 2016 - September 27, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CENT CAPITAL, LLC
CRD#: 311440 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 150,000 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Alabama | ERA - Withdrawn | 2/18/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
