NC
Nathan T. Crouch
BFC PLANNING
Sulphur Spings, TX 75482
Some features on this profile are disabled
CRD#: 6334289
NC
Professional summary
Nathan Thomas Crouch is a registered financial advisor currently at BFC PLANNING, INC. located in Sulphur Spings, Texas and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Sulphur Springs, Texas.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Nathan has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Dawson Financial Services, Inc.-N-Sulphur Springs, TX-Insurance-Agent-04/2018-5-0-Oversee office and checking account activity. 2. South and Crouch Insurance-N-Sulphur Springs, TX-Insurance-Agent-04/2018-5-0-Oversee office and checking account activity. 3. Town Branch Living- N- Sulphur Springs, TX- Real estate- Shareholder- 08/2024- 10- 0- Oversee rental property. 4. Crouch Roundtree LLC- N- Sulphur Springs, TX- Property ownership- Partner- 08/2025- 0-0- Own property. 5. T3RC LP- N- Sulphur Springs, TX- Property ownership- Partner- 08/2025- 0-0- Own property.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Thomas Crouch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2019 - Present
BFC PLANNING, INC.
Office #1: 120 E Jefferson Street, Sulphur Spings, TX 75482RIA
CRD#: 119682
Sulphur Spings, TX
Current
April 25, 2019 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 120 Jefferson Street, Sulphur Springs, TX 75482RIA
BD
CRD#: 13609
Sulphur Springs, TX
Current
July 14, 2016 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Office #1: 120 Jefferson Street, Sulphur Springs, TX 75482RIA
BD
CRD#: 13609
Sulphur Springs, TX
Past
June 30, 2014 - August 5, 2015
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Sulphur Springs, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(7/14/2016)
IAR
Texas(2/7/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BFC PLANNING, INC.
1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC
CRD#: 119682 / SEC#: 801-67427
RIA
Registered Investment Advisory firm - (1/3/2007 Approved)Iowa
Registered Investment Advisory firm - (3/5/2007 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402
Mailing Address
Phone number
(319) 447-5700
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,756 |
| AUM (Assets Under Management) | $ 2,026,848,859 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BFC PLANNING, INC.
CRD#: 119682Sulphur Spings, TX 75482TRUST BUT VERIFY
Monitor Nathan Crouch
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
