MB
Matthew J. Baker
EPIC PRIVATE WEALTH
Peoria, AZ 85383
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CRD#: 6334092
MB
Professional summary
Matthew J Baker, who also goes by Matthew James Baker, Matthew Baker, is a registered financial advisor currently at EPIC PRIVATE WEALTH located in Peoria, Arizona.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew James Baker | Matthew Baker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew J Baker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2018 - Present
EPIC PRIVATE WEALTH
Office #1: 23131 N Lake Pleasant Parkway, Peoria, AZ 85383RIA
CRD#: 281027
Peoria, AZ
Past
September 5, 2025 - March 15, 2026
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
PEORIA, AZ
Past
July 30, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Peoria, AZ
Past
June 21, 2017 - June 6, 2018
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
Henderson, NV
Past
June 21, 2017 - June 6, 2018
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
Henderson, NV
Past
May 2, 2017 - June 21, 2017
CAPITAL CHOICE INVESTMENT ADVISERS, INC.
RIA
CRD#: 145932
Henderson, NV
Past
May 20, 2014 - June 21, 2017
CCF INVESTMENTS, INC.
BD
CRD#: 136571
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EP
EPIC PRIVATE WEALTH
EPIC PRIVATE WEALTH | LEWIS WEALTH MANAGEMENT PARTNERS | EPIC TRUST INVESTMENT ADVISORS LLC | EPIC TRUST ADVISORS LLC | EPIC TRUST ADVISORS INC. | EPIC TRUST ADVISORS
CRD#: 281027 / SEC#: 801-120618
RIA
Registered Investment Advisory firm - (3/26/2021 Approved)Arizona
Registered Investment Advisory firm - (3/29/2021 Terminated)California
Registered Investment Advisory firm - (4/28/2021 Terminated)Nevada
Registered Investment Advisory firm - (4/30/2021 Terminated)Ohio
Registered Investment Advisory firm - (3/29/2021 Terminated)Oregon
Registered Investment Advisory firm - (4/5/2021 Terminated)Texas
Registered Investment Advisory firm - (3/29/2021 Terminated)Utah
Registered Investment Advisory firm - (3/29/2021 Terminated)Washington
Registered Investment Advisory firm - (4/29/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(6/17/2022)
IAR
California(5/21/2018)
IAR
Idaho(2/2/2022)
IAR
Louisiana(2/2/2022)
IAR
Nevada(5/31/2018)
IAR
Texas(7/16/2020)
IAR
Virginia(3/2/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EP
EPIC PRIVATE WEALTH
EPIC PRIVATE WEALTH | LEWIS WEALTH MANAGEMENT PARTNERS | EPIC TRUST INVESTMENT ADVISORS LLC | EPIC TRUST ADVISORS LLC | EPIC TRUST ADVISORS INC. | EPIC TRUST ADVISORS
CRD#: 281027 / SEC#: 801-120618
RIA
Registered Investment Advisory firm - (3/26/2021 Approved)Arizona
Registered Investment Advisory firm - (3/29/2021 Terminated)California
Registered Investment Advisory firm - (4/28/2021 Terminated)Nevada
Registered Investment Advisory firm - (4/30/2021 Terminated)Ohio
Registered Investment Advisory firm - (3/29/2021 Terminated)Oregon
Registered Investment Advisory firm - (4/5/2021 Terminated)Texas
Registered Investment Advisory firm - (3/29/2021 Terminated)Utah
Registered Investment Advisory firm - (3/29/2021 Terminated)Washington
Registered Investment Advisory firm - (4/29/2021 Terminated)PREMIUM
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Contact information
Main Address
Peoria, AZ
Mailing Address
Phone number
(702) 767-9891
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 766 |
| AUM (Assets Under Management) | $ 248,417,491 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EPIC PRIVATE WEALTH
CRD#: 281027Peoria, AZ 85383TRUST BUT VERIFY
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