Francois M. Schramek
Professional summary
Francois Maximilian Schramek, who also goes by Francois M. Schramek, is a registered financial advisor currently at MANHATTAN WEST ASSET MANAGEMENT, LLC located in Los Angeles, California.
Francois is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Francois has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Francois Maximilian Schramek's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2021 - Present
MANHATTAN WEST ASSET MANAGEMENT, LLC
Office #1: 1999 Avenue Of The Stars Suite 2500, Los Angeles, CA 90067January 14, 2019 - April 6, 2020
J.P. MORGAN SECURITIES LLC
November 3, 2016 - September 24, 2018
PATHSTONE
January 8, 2015 - October 31, 2016
CONVERGENT WEALTH ADVISORS, LLC
August 14, 2014 - December 31, 2014
CONVERGENT WEALTH ADVISORS, LLC
Primary Firm SEC Registration
MANHATTAN WEST ASSET MANAGEMENT, LLC
CRD#: 283630 / SEC#: 801-107862
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/5/2021)
Exams
Series 7TO
Date: 1/14/2019
General Securities Representative ExaminationCurrent Firm
MANHATTAN WEST ASSET MANAGEMENT, LLC
CRD#: 283630 / SEC#: 801-107862
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 384 |
| AUM (Assets Under Management) | $ 1,011,698,480 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 12/20/2024 | ||
| 10/27/2023 | ||
| 01/20/2023 |
Red Flags
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