Sheena M. Dobbins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheena Marie Dobbins, who also goes by Sheena Marie Doornbos, Sheena Marie Rikkers, was a registered financial professional .
Sheena is a previously registered financial professional and started their career in finance in 2014. Sheena had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2016 - May 2, 2017
PRIOR ENVOY ADVISORY, INC.
February 25, 2016 - May 2, 2017
ENVOY SECURITIES, LLC
July 30, 2014 - March 1, 2016
T. ROWE PRICE ADVISORY SERVICES, INC.
June 11, 2014 - March 1, 2016
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIOR ENVOY ADVISORY, INC.
CRD#: 157461 / SEC#: 801-72377
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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