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Douglas Stephan Daffron

Douglas S. Daffron

Some features on this profile are disabled
CRD#: 6332854
Douglas Stephan Daffron

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Douglas Stephan Daffron, CFP®, who also goes by Douglas S. Daffron, Douglas Daffron, was a registered financial professional .

Douglas is a previously registered financial professional and started their career in finance in 2014. Douglas had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Douglas S. Daffron | Douglas Daffron

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME: n/a; INV REL: Yes; ADDRESS: 7 Spreading Oak Ct, Durham, NC 27713; NATURE: Sale of life, disability, long-term care, and related insurance products; POSITION: Sole Prop; START DATE: 05/2014; HR/MO DURING TRADING: 20; HR/MO OUTSIDE TRADING: 10; DUTIES: Sales (2) NAME: n/a; INV REL: Yes; ADDRESS: 7 Spreading Oak Ct, Durham, NC 27713; NATURE: Property rental; POSITION: Sole Prop; START DATE: 01/1999; HR/MO DURING TRADING: 0; HR/MO OUTSIDE TRADING: 5; DUTIES: Manage personally-owned rental properties (3) NAME: Thunderbird Properties of North Carolina, LLC; INV REL: Yes; ADDRESS: 7 Spreading Oak Ct, Durham, NC 27713; NATURE: Real estate investing and management.; POSITION: Member; START DATE: 10/1999; HR/MO DURING TRADING: 30; HR/MO OUTSIDE TRADING: 20; DUTIES: Buy, refurbish, sell, or hold and manage real estate; not an agent (4) NAME: Dance Pro Services, Inc.; INV REL: No; ADDRESS: 7 Spreading Oak Ct, Durham, NC 27713; NATURE: Recruiting, coaching, and consulting for dance studio owners; POSITION: Treasurer; START DATE: 06/2019; HR/MO DURING TRADING: 20; HR/MO OUTSIDE TRADING: 20; DUTIES: Assist studio owners in improving revenue and margin (5) NAME: Best Asset Recovery Services, Inc.; INV REL: No; ADDRESS 7 Spreading Oak Ct, Durham, NC 27713; NATURE: Assists individuals and entities in recovering unclaimed funds held by government agencies. POSITION: President; START DATE: 01/2021; ; HR/MO DURING TRADING: 10; HR/MO OUTSIDE TRADING: 10; DUTIES: Asset research and recovery; not a private investigator (6) NAME: Global Discovery Properties LLC and CBL-BOL Investments, LLC; INV REL: No; ADDRESS 7 Spreading Oak Ct, Durham, NC 27713; NATURE: Special purpose LLCs to manage Mr. Daffron's qualified assets. POSITION: Member; START DATE: 01/2021; ; HR/MO DURING TRADING: 0; HR/MO OUTSIDE TRADING: 5; DUTIES: Manage LLC assets for personal use

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Past

May 13, 2019 - December 31, 2023

BSG ADVISERS

RIA
CRD#: 297243
APEX, NC
Past

January 23, 2019 - May 6, 2019

FISCAL WISDOM WEALTH MANAGEMENT LLC

RIA
CRD#: 168299
DURHAM, NC
Past

November 12, 2014 - December 28, 2015

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
RALEIGH, NC
Past

October 4, 2014 - December 28, 2015

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/20/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/28/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/4/2014
General Securities Representative Examination

Current Firm

BA
BSG ADVISERS
BSG ADVISERS | BUSINESS-OWNER STRATEGIES GROUP, LLC

CRD#: 297243 / SEC#: 801-134480

Alabama
Registered Investment Advisory firm - (11/2/2018 Approved)
California
Registered Investment Advisory firm - (4/12/2022 Approved)
Florida
Registered Investment Advisory firm - (9/19/2024 Approved)
Kansas
Registered Investment Advisory firm - (6/4/2025 Approved)
Maryland
Registered Investment Advisory firm - (7/23/2024 Approved)
Mississippi
Registered Investment Advisory firm - (11/14/2018 Approved)
New York
Registered Investment Advisory firm - (6/11/2025 Approved)
North Carolina
Registered Investment Advisory firm - (9/26/2018 Approved)
Texas
Registered Investment Advisory firm - (4/10/2022 Approved)
Virginia
Registered Investment Advisory firm - (6/15/2024 Approved)
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Contact information

Main Address
56 Hunter Street Suite 230, Apex, NC 27502
Mailing Address
Phone number
(919) 267-4753
Established
Firm type
Fiscal year end
# of Employees
10

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BSG ADV PART 2A (9/3/2025)

Regulatory assets under management

Total Number of Accounts682
AUM (Assets Under Management)$ 114,989,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BSG ADVISERS

CRD#: 297243

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