Lisa A. Logan
Professional summary
Lisa Anne Logan, who also goes by Lisa Anne Filberg, Lisa A Jennings, Lisa Jennings, Lisa Anne Jennings, Lisa Anne Moffit, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Westchester, Illinois.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 2014. Lisa has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa Anne Logan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2023 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 4 Westbrook Corporate Center-suite 240, Westchester, IL 60154May 27, 2014 - August 14, 2018
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2026)
(10/12/2023)
(10/12/2023)
Exams
Series 6TO
Date: 9/18/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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