Dante A. Smith

WEALTHPLAN INVESTMENT MANAGEMENT LLC

Omaha, NE 68154

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CRD#: 6332541

Professional summary

Dante Anthony Smith is a registered financial advisor currently at WEALTHPLAN INVESTMENT MANAGEMENT LLC located in Omaha, Nebraska.

Dante is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Dante has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dante Anthony Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2025 - Present

WEALTHPLAN INVESTMENT MANAGEMENT LLC

Office #1: 101 S 108th Ave 3rd Floor, Omaha, NE 68154

RIA

CRD#: 311364

Omaha, NE

Past

July 12, 2024 - April 23, 2025

TRIAD WEALTH PARTNERS, LLC

RIA

CRD#: 326523

Garland, TX

Past

January 5, 2024 - March 25, 2024

ONEDIGITAL

RIA

CRD#: 106766

GARLAND, TX

Past

July 18, 2019 - April 4, 2024

WEALTHSOURCE®

RIA

CRD#: 282202

GARLAND, TX

Past

October 27, 2017 - December 31, 2018

DFPG INVESTMENTS, LLC

CRD#: 155576

Calabasas, CA

Past

February 13, 2017 - April 6, 2020

AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC

RIA

CRD#: 160322

LOS ANGELES, CA

Past

January 12, 2017 - January 19, 2017

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

Richardson, TX

Past

January 1, 2017 - November 8, 2017

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHPLAN INVESTMENT MANAGEMENT LLC

CRD#: 311364 / SEC#: 801-120004

RIA

Registered Investment Advisory firm - (12/18/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/12/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/28/2016

General Securities Representative Examination

Current Firm

WEALTHPLAN INVESTMENT MANAGEMENT LLC

CRD#: 311364 / SEC#: 801-120004

RIA

Registered Investment Advisory firm - (12/18/2020 Approved)

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Contact information

Main Address

101 S 108th Ave 3rd Floor, Omaha, NE 68154

Mailing Address

Phone number

(402) 691-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	3,957
AUM (Assets Under Management)	$ 1,574,375,590

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dante A. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dante Anthony Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD WEALTH PARTNERS, LLC

ONEDIGITAL

WEALTHSOURCE®

DFPG INVESTMENTS, LLC

AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Primary Firm SEC Registration

WEALTHPLAN INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/12/2017

SIE

Date: 10/1/2018

Series 7

Date: 12/28/2016

Current Firm

WEALTHPLAN INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHPLAN INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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