Jacob M. Rieger

VAULTIS PRIVATE WEALTH LTD

Cincinnati, OH

Some features on this profile are disabled

CRD#: 6332262

Professional summary

Jacob Michael Rieger, CFP® is a registered financial advisor currently at VAULTIS PRIVATE WEALTH LTD located in Cincinnati, Ohio.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Jacob has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Michael Rieger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

November 5, 2024 - Present

VAULTIS PRIVATE WEALTH LTD

RIA

CRD#: 288118

Cincinnati, OH

Past

November 18, 2014 - October 25, 2024

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CINCINNATI, OH

Past

August 25, 2014 - October 25, 2024

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/18/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/25/2014

General Securities Representative Examination

Current Firm

VAULTIS PRIVATE WEALTH LTD

CRD#: 288118 / SEC#:

Ohio

Registered Investment Advisory firm - (5/11/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Cincinnati, OH

Mailing Address

Phone number

(513) 505-2496

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	99
AUM (Assets Under Management)	$ 45,316,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jacob M. Rieger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Michael Rieger's CRS (Customer Relationship Summary).

Certified licenses

Experience

VAULTIS PRIVATE WEALTH LTD

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/18/2014

SIE

Date: 10/1/2018

Series 7

Date: 8/25/2014

Current Firm

VAULTIS PRIVATE WEALTH LTD

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VAULTIS PRIVATE WEALTH LTD

TRUST BUT VERIFY

Similar Advisors