Tyler R. Karl

HERITAGE FAMILY OFFICES, LLP

SCOTTSDALE, AZ 85260

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CRD#: 6331334

Professional summary

Tyler Robert Karl is a registered financial advisor currently at HERITAGE FAMILY OFFICES, LLP located in Scottsdale, Arizona.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Tyler has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Robert Karl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2025 - Present

HERITAGE FAMILY OFFICES, LLP

Office #1: 9841 E Bell Rd Suite 110, Scottsdale, AZ 85260

RIA

CRD#: 323930

SCOTTSDALE, AZ

Past

October 22, 2018 - August 14, 2024

JUNCTURE WEALTH STRATEGIES, LLC

RIA

CRD#: 298110

SCOTTSDALE, AZ

Past

January 17, 2018 - November 16, 2018

JUNCTURE WEALTH STRATEGIES, LLC

RIA

CRD#: 287908

SCOTTSDALE, AZ

Past

July 24, 2017 - December 14, 2018

HERITAGE WEALTH MANAGEMENT, LLC

RIA

CRD#: 287909

PHOENIX, AZ

Past

June 21, 2016 - August 18, 2017

HERITAGE WEALTH MANAGEMENT, LLC

RIA

CRD#: 158107

PHOENIX, AZ

Past

September 1, 2015 - May 31, 2016

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERITAGE FAMILY OFFICES, LLP

CRD#: 323930 / SEC#: 801-126899

RIA

Registered Investment Advisory firm - (11/18/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/20/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/5/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/2015

General Securities Representative Examination

Current Firm

HERITAGE FAMILY OFFICES, LLP

CRD#: 323930 / SEC#: 801-126899

RIA

Registered Investment Advisory firm - (11/18/2022 Approved)

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Contact information

Main Address

9841 E Bell Rd Suite 110, Scottsdale, AZ 85260

Mailing Address

Phone number

(602) 775-5400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANNUAL AMENDMENT BROCHURE (6/10/2025)

Regulatory assets under management

Total Number of Accounts	831
AUM (Assets Under Management)	$ 408,105,385

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tyler R. Karl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Robert Karl's CRS (Customer Relationship Summary).

Certified licenses

Experience

JUNCTURE WEALTH STRATEGIES, LLC

JUNCTURE WEALTH STRATEGIES, LLC

HERITAGE WEALTH MANAGEMENT, LLC

HERITAGE WEALTH MANAGEMENT, LLC

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

HERITAGE FAMILY OFFICES, LLP

State Registrations and Notice Filings

Exams

Series 65

Date: 6/20/2016

Series 63

Date: 9/5/2015

SIE

Date: 5/31/2016

Series 7

Date: 9/1/2015

Current Firm

HERITAGE FAMILY OFFICES, LLP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HERITAGE FAMILY OFFICES, LLP

TRUST BUT VERIFY

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