CM
Craig A. Miller
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CRD#: 6331319
CM
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Andrew Miller, who also goes by Craig Andrew Miller, Craig Miller, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 2014. Craig had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Craig Andrew Miller | Craig Miller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 06/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 30, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 2.NAME OF OTHER BUSINESS: Burrows Capital Advisors, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 05/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3.NAME OF OTHER BUSINESS: SANTANA FRUITS USA, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FOOD IMPORTATION, START DATE: 02/2023, POSITION/TITLE/RELATIONSHIP: US MANAGING PARTNER, APX NUMBER OF HOURS PER WEEK: 20, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: IMPORT COFFEE, COCOA, AND TROPICAL FRUITS TO THE USA FROM THE DOMINICAN REPUBLIC; 4.NAME OF OTHER BUSINESS: CM MEDICAL SUPPLIES INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: MEDICAL SUPPLIES, START DATE: 03/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: RESELLER OF MEDICAL SUPPLIES, CLOTHING, AND SCRUBS; 5. NAME OF OTHER BUSINESS: BURROWS BUSINESS SERVICES, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NON-INVESTMENT RELATED CONSULTING, START DATE: 09/2024, POSITION/TITLE/RELATIONSHIP: VP & CONSULTANT,, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: BUSINESS PLAN DEVELOPMENT, BOOKKEEPING, TAX AND FINANCIAL STATEMENT PREP, DISTRESSED LOAN WORKOUTS, OIL AND GAS LIABILITY MANAGEMENT; 6. NAME OF OTHER BUSINESS: BFH INSURANCE LLC; INVESTMENT RELATED: NO; ADDRESS: 224 SANDHILL STE B WEBSTER, TX 77598; NATURE OF BUSINESS: INSURANCE AGENCY; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: MANAGING DIRECTOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: MANAGING PROPERTY AND CASUALTY INSURANCE BUSINESS;
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
July 8, 2024 - June 17, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
HEATH, TX
Past
May 28, 2024 - June 17, 2025
CETERA ADVISORS LLC
BD
CRD#: 10299
HEATH, TX
Past
May 13, 2022 - May 30, 2024
FARMERS FINANCIAL SOLUTIONS, LLC
BD
CRD#: 103863
SAINT LOUIS, MO
Past
February 10, 2022 - April 5, 2022
TRANSAMERICA RETIREMENT ADVISORS, LLC
RIA
CRD#: 107319
Trophy Club, TX
Past
February 9, 2022 - April 5, 2022
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
HARRISON, NY
Past
November 8, 2021 - December 24, 2021
PROXY WEALTH ADVISORS LLC
RIA
CRD#: 298080
Trophy Club, TX
Past
August 6, 2021 - November 11, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Rowlett, TX
Past
August 5, 2021 - November 11, 2021
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Rowlett, TX
Past
February 18, 2020 - January 13, 2021
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
IRVING, TX
Past
February 18, 2020 - January 13, 2021
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
IRVING, TX
Past
November 14, 2019 - January 30, 2020
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
DALLAS, TX
Past
October 22, 2019 - January 30, 2020
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
DALLAS, TX
Past
June 16, 2014 - June 3, 2019
FARMERS FINANCIAL SOLUTIONS, LLC
BD
CRD#: 103863
ROANOKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
