Casey B. Stevenson

AXIM PLANNING & WEALTH

Powell, OH

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CRD#: 6331290

Professional summary

Casey Brian Stevenson, who also goes by Casey Brian Stevenson, is a registered financial advisor currently at AXIM PLANNING & WEALTH located in Powell, Ohio.

Casey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Casey has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Casey Brian Stevenson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HEDGE FUN LLC, NOT INV RELATED, HELENA, MT, 100% OWNERSHIP, START 4/23/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, TO REGISTER A UTILITY TASK VEHICLE FOR PERSONAL USE. HEDGEIT LLC, INV RELATED, POWELL, OH, 100% OWNERSHIP, START 3/6/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Brian Stevenson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2024 - Present

AXIM PLANNING & WEALTH

RIA

CRD#: 319618

Powell, OH

Past

March 3, 2023 - September 16, 2024

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

DUBLIN, OH

Past

March 3, 2023 - September 16, 2024

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

DUBLIN, OH

Past

August 28, 2014 - March 3, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DUBLIN, OH

Past

June 30, 2014 - March 3, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DUBLIN, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AXIM PLANNING & WEALTH

AXIM PLANNING & WEALTH | AXIM WEALTH MANAGEMENT LLC

CRD#: 319618 / SEC#: 801-124695

RIA

Registered Investment Advisory firm - (4/21/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/28/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/30/2014

General Securities Representative Examination

Current Firm

AXIM PLANNING & WEALTH

AXIM PLANNING & WEALTH | AXIM WEALTH MANAGEMENT LLC

CRD#: 319618 / SEC#: 801-124695

RIA

Registered Investment Advisory firm - (4/21/2022 Approved)

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Contact information

Main Address

4 Sycamore Creek Drive, Springboro, OH 45066

Mailing Address

Phone number

(937) 291-2060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B (8/26/2025)

Regulatory assets under management

Total Number of Accounts	587
AUM (Assets Under Management)	$ 119,289,879

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Casey B. Stevenson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Brian Stevenson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

AXIM PLANNING & WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 8/28/2014

SIE

Date: 10/1/2018

Series 7

Date: 6/30/2014

Current Firm

AXIM PLANNING & WEALTH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AXIM PLANNING & WEALTH

TRUST BUT VERIFY

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