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Alex Youngquist

LCT CAPITAL
MENLO PARK, CA
·CRD# 6330773·12 years experience

Professional Summary

Alex Youngquist is a registered financial advisor currently at LCT CAPITAL, LLC located in Menlo Park, California. Alex is registered as a RR (Registered Representative) and started their career in finance in 2014. Alex has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

LCT CAPITAL, LLC·CRD# 154233
BD
3555 Alameda Del Las Pulgas Suite 207, Menlo Park, CA 94025
January 9, 2018 - Present
INTE SECURITIES LLC·CRD# 47107
BD
New York, NY
May 14, 2014 - February 2, 2018

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Current Firm

LC
LCT CAPITAL, LLC

LCT CAPITAL, LLC | LCT SECURITIES, LLC

CRD#: 154233 / SEC#: 8-68620
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

80 Pascal Ln, Austin, TX 78746

Mailing Address

80 Pascal Ln, Austin, TX 78746

Phone Number

(512) 291-6038

Established

Delaware since 04/26/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TALARICO, LOUIS CARMINO IIIOWNER, PRESIDENT2663803
CORBETT, JOSHUA HUTCHINSCCO3072135
GOODIN, DIANE MARIEFINOP—

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/9/2018)
RR
Massachusetts
(5/2/2022)
RR
Texas
(1/9/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed May 2014About the Series 79 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Alex Youngquist's CRS (Customer Relationship Summary).

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