Megan A. Barnett
Professional summary
Megan Ann Barnett, who also goes by Megan Ann Barnett, Megan Barnett, is a registered financial advisor currently at MACKAY SHIELDS LLC located in New York, New York and NYLIFE DISTRIBUTORS LLC located in New York, New York.
Megan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Megan has worked at 4 firms and has passed the Series 66, Series 86, Series 87, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Megan Ann Barnett's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2025 - Present
MACKAY SHIELDS LLC
Office #1: 299 Park Avenue 32nd Floor, New York, NY 10171January 27, 2025 - Present
NYLIFE DISTRIBUTORS LLC
Office #1: 299 Park Avenue 32nd Floor, New York, NY 10171March 26, 2019 - March 30, 2024
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
December 11, 2018 - January 8, 2025
IMPERIAL CAPITAL, LLC
Primary Firm SEC Registration
MACKAY SHIELDS LLC
CRD#: 107717 / SEC#: 801-5594
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/27/2025)
Exams
FINRA
Current Firm
MACKAY SHIELDS LLC
CRD#: 107717 / SEC#: 801-5594
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 377 |
| AUM (Assets Under Management) | $ 151,640,537,359 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2025 | ||
| 10/28/2024 | ||
| 07/28/2023 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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