MN
Michael J. Nelson
LEVERTY FINANCIAL GROUP
Hudson, WI 54016
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CRD#: 6330256
MN
Professional summary
Michael John Nelson, who also goes by Michael John Nelson, is a registered financial advisor currently at LEVERTY FINANCIAL GROUP, LLC located in Hudson, Wisconsin.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michael has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael John Nelson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1). SEASONAL HELP, LEVERTY'S TRADITIONAL TREES, 218 142ND AVE, HOULTON, , WISCONSIN, 54082, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 11/29/2019, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, HELPING PREP TREES FROM FIELD TO VEHICLE (2). 05/2014 Independent License Insurance Agent; Investment Related; MN; Life, Disability, LTC (3) LFG Risk Services, LLC; Investment Related; 201 2nd Street South, Hudson, WI 54016; Affiliated Insurance Agency; Implementing risk and investment strategies; Associate; 09/2020; 1 hour/month; 0 hours during trading hours. (4) LFG Tax, LLC; Non-Investment related; 201 2nd Street South, Hudson, WI 54016; Tax Services; Tax preparation and filings; Associate; 01/2024; 1 hour/month; 0 hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2022 - Present
LEVERTY FINANCIAL GROUP, LLC
Office #1: 201 2nd Street South, Hudson, WI 54016RIA
CRD#: 310258
Hudson, WI
Past
May 8, 2017 - September 16, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
HUDSON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LEVERTY FINANCIAL GROUP, LLC
AXELHELM CAPITAL MANAGEMENT | LEVERTY FINANCIAL GROUP, LLC | KEENE WEALTH MANAGEMENT | AXELHELM CAPITAL MANAGEMENT, LLC
CRD#: 310258 / SEC#: 801-119342
RIA
Registered Investment Advisory firm - (8/27/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/26/2025)
IAR
Wisconsin(2/7/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LF
LEVERTY FINANCIAL GROUP, LLC
AXELHELM CAPITAL MANAGEMENT | LEVERTY FINANCIAL GROUP, LLC | KEENE WEALTH MANAGEMENT | AXELHELM CAPITAL MANAGEMENT, LLC
CRD#: 310258 / SEC#: 801-119342
RIA
Registered Investment Advisory firm - (8/27/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 2nd Street South, Hudson, WI 54016
Mailing Address
Phone number
(715) 377-2080
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,397 |
| AUM (Assets Under Management) | $ 567,398,554 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
