Kyle J. Weismantel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Joseph Weismantel, who also goes by Kyle Joseph Weismantel, was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2015. Kyle had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2023 - April 28, 2026
AEL FINANCIAL SERVICES, LLC
June 21, 2021 - October 6, 2023
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
May 21, 2019 - April 7, 2021
VOYA FINANCIAL ADVISORS, INC.
December 17, 2018 - April 7, 2021
VOYA FINANCIAL ADVISORS, INC.
January 8, 2015 - October 16, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AEL FINANCIAL SERVICES, LLC
CRD#: 300285 / SEC#: , 8-70298
Contact information
FINRA licenses (37 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
