SC
Shawn P. Cook
USADVISORS WEALTH MANAGEMENT
Winfield, IL
Some features on this profile are disabled
CRD#: 6330153
SC
Professional summary
Shawn Patrick Cook is a registered financial advisor currently at USADVISORS WEALTH MANAGEMENT, LLC located in Winfield, Illinois and OSAIC WEALTH, INC. located in Winfield, Illinois.
Shawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Shawn has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***Park Ridge Chamber of Commerce Position: Past President and Board Member - Nature: Park Ridge Chamber of Commerce - Investment Related: No - Hours: 10 - Securities Trading Hours: 10 Start Date: 01/01/2016 - Address: 720 Garden St., Park Ridge IL 60068 ***US Advisors Wealth Management Position: Wealth Advisor - Nature: US Advisors Wealth Management - Investment Related: Yes - Hours: 80 - Securities Trading Hours: 80 - Start Date: 02/13/2019 - Address: 26W422 PINEHURST DR, WINFIELD, IL 60190 ***Advocate Wealth Management - DBA ***ADVOCATE INSURANCE AGENCY LLC POSITION: Owner NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/07/2020 ADDRESS: 26W422 Pinehurst Dr., Winfield IL 60190 DESCRIPTION: Owner, running of the day-to-day business. Sale of insurance products for clients who need them. ***ADVOCATE CONSULTING LLC POSITION: Owner NATURE: Business Consulting/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/07/2020 ADDRESS: 26W422 Pinehurst Dr., Winfield IL 60190 DESCRIPTION: Consulting Businesses and individuals on decision making, marketing, structure and financial wellness.
CRS (Client Relationship Summary) - RIA
Click below to view Shawn Patrick Cook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 15, 2019 - Present
USADVISORS WEALTH MANAGEMENT, LLC
RIA
CRD#: 158108
Winfield, IL
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 26w422 Pinehurst Dr, Winfield, IL 60190RIA
BD
CRD#: 23131
WINFIELD, IL
Past
February 14, 2019 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WINFIELD, IL
Past
November 30, 2017 - February 20, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
CAROL STREAM, IL
Past
November 30, 2017 - February 20, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
AURORA, IL
Past
January 27, 2015 - November 15, 2017
SAGE PRIVATE WEALTH GROUP, LLC
RIA
CRD#: 173399
WHEATON, IL
Past
January 2, 2015 - December 4, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
Park Ridge, IL
Past
September 3, 2014 - December 4, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
PARK RIDGE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UW
USADVISORS WEALTH MANAGEMENT, LLC
ADVOCATE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | USADVISORS WEALTH MANAGEMENT, LLC | STRATEGIC VISIONARIES | SINCERE FINANCIAL | MORTON FINANCIAL SOLUTIONS | LUDEWIG FINANCIAL | ETHOS FINANCIAL | ENGLE TYLER & ASSOCIATES | BLACK TULIP | AXIOM VALUE
CRD#: 158108 / SEC#: 801-77961
RIA
Registered Investment Advisory firm - (4/24/2013 Approved)District of Columbia
Registered Investment Advisory firm - (4/24/2013 Terminated)Indiana
Registered Investment Advisory firm - (4/29/2013 Terminated)Iowa
Registered Investment Advisory firm - (4/24/2013 Terminated)Massachusetts
Registered Investment Advisory firm - (4/25/2013 Terminated)Michigan
Registered Investment Advisory firm - (5/1/2013 Terminated)Minnesota
Registered Investment Advisory firm - (4/24/2013 Terminated)North Dakota
Registered Investment Advisory firm - (4/24/2013 Terminated)Ohio
Registered Investment Advisory firm - (4/24/2013 Terminated)South Dakota
Registered Investment Advisory firm - (4/24/2013 Terminated)Tennessee
Registered Investment Advisory firm - (5/23/2013 Terminated)Texas
Registered Investment Advisory firm - (4/24/2013 Terminated)Virginia
Registered Investment Advisory firm - (4/24/2013 Terminated)Washington
Registered Investment Advisory firm - (4/30/2013 Terminated)Wisconsin
Registered Investment Advisory firm - (4/24/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
RR
Florida(6/14/2024)
IAR
Illinois(2/15/2019)
RR
Illinois(6/14/2024)
RR
Kansas(6/14/2024)
RR
Missouri(6/14/2024)
RR
New Jersey(6/14/2024)
RR
Ohio(6/14/2024)
RR
Pennsylvania(6/14/2024)
IAR
Texas(8/30/2019)
RR
Texas(6/14/2024)
RR
Washington(6/14/2024)
RR
Wisconsin(5/29/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UW
USADVISORS WEALTH MANAGEMENT, LLC
ADVOCATE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | USADVISORS WEALTH MANAGEMENT, LLC | STRATEGIC VISIONARIES | SINCERE FINANCIAL | MORTON FINANCIAL SOLUTIONS | LUDEWIG FINANCIAL | ETHOS FINANCIAL | ENGLE TYLER & ASSOCIATES | BLACK TULIP | AXIOM VALUE
CRD#: 158108 / SEC#: 801-77961
RIA
Registered Investment Advisory firm - (4/24/2013 Approved)District of Columbia
Registered Investment Advisory firm - (4/24/2013 Terminated)Indiana
Registered Investment Advisory firm - (4/29/2013 Terminated)Iowa
Registered Investment Advisory firm - (4/24/2013 Terminated)Massachusetts
Registered Investment Advisory firm - (4/25/2013 Terminated)Michigan
Registered Investment Advisory firm - (5/1/2013 Terminated)Minnesota
Registered Investment Advisory firm - (4/24/2013 Terminated)North Dakota
Registered Investment Advisory firm - (4/24/2013 Terminated)Ohio
Registered Investment Advisory firm - (4/24/2013 Terminated)South Dakota
Registered Investment Advisory firm - (4/24/2013 Terminated)Tennessee
Registered Investment Advisory firm - (5/23/2013 Terminated)Texas
Registered Investment Advisory firm - (4/24/2013 Terminated)Virginia
Registered Investment Advisory firm - (4/24/2013 Terminated)Washington
Registered Investment Advisory firm - (4/30/2013 Terminated)Wisconsin
Registered Investment Advisory firm - (4/24/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
15750 Venture Lane, Eden Prairie, MN 55344
Mailing Address
Phone number
(952) 829-0000
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (32 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,380 |
| AUM (Assets Under Management) | $ 488,134,595 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
